Trading Standard Officer jobs

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Operations Officer
The Bagg Group - 8 reviews - Toronto, ON
$15.85 an hour
Complete work in an accurate, timely and efficient manner while following standard accounting and trading policies as well the financial institutions policies....
Easily apply
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Director of Business Services
Datasoft Group - Markham, ON
Sound knowledge of Foreign Exchange Market practices and help customers to implement Standard Operating Procedures (SOP)....
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Compliance Officer

CIBC - 1,186 reviews - Toronto, ON
Principle, Agency Trading and Electronic Trading. Working knowledge of industry standard trading technologies including Smarts Broker Surveillance and Cognos...

Private Banker

BMO Financial Group - 437 reviews - Peterborough, ON  +1 location
Adhere to Know Your Customer standards, policies and procedures for the prevention of loss due to fraud, counterfeiting, money laundering, or defalcation;...

Distribution Officer

Van Cheong Tea Inc. - Richmond, BC
$55,000 a year
Demonstrated knowledge of import and trading. Standard annual salary of $55,000, paid semi-monthly. We have openings for Full-Time on site Distribution Officer....
Easily apply

Compliance & Regulatory Co-op

TD Bank - 2,005 reviews - Toronto, ON
Office of the Chief Data Officer. Office of the Chief Data Officer (OCDO). Knowledge of and interest in securities trading and Capital Markets....

ORA Specialist

HSBC - 3,660 reviews - Ottawa, ON
May make suggestion to improve service standards. Ensure branch or work area is maintained in accordance with HSBC standards....

Mutual Fund Compliance Officer

IQ Partners Inc. - Toronto, ON
Perform daily review of trading and portfolio management activity. Participate in various projects pertaining to risk management, compliance and control...
Easily apply

Case Assessment Officer

Investment Industry Regulatory Organization of Can... - 4 reviews - Toronto, ON
Case Assessment Officer. Knowledge of a Dealer Member’s operations, structure, the client’s relationship with a dealer, trading, settlement and clearing, and...

Operations Officer

The Bagg Group - 8 reviews - Toronto, ON
$15.85 an hour
Complete work in an accurate, timely and efficient manner while following standard accounting and trading policies as well the financial institutions policies....
Easily apply

Analyst, Trade Control (6-Month Contract)

CIBC - 1,186 reviews - Toronto, ON
Monitor all trading activities and investigations of any discrepancies related to the trading and advise as required of any new business....

Trading Compliance Officer

IFG International Financial Group - Toronto, ON
$27 an hour
Trading Compliance Officer. A trading background; A new role as a Trading Compliance Officer has opened with a large Canadian bank in downtown Toronto....
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