Trading Standard Officer jobs
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Scotiabank
136 reviews
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Toronto, ON
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Knowledge of the investment industry and charitable (NFP) sector. Oversee detailed fee calculations in accordance with fee agreements or local/judicial practice...
17 days ago
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Manulife Financial
33 reviews
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Vancouver, BC
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Work closely with MPW operations and Bank operational staff. Consistent adherence to standards in order to execute against the desired HNW client experience....
1 day ago
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Scotiabank
136 reviews
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Toronto, ON
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Scotiabank is an equal opportunity employer and welcomes applications from all interested parties. Review credit/lending agreements to identify financial...
16 days ago
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Empire Life
3 reviews
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Toronto, ON
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Also this role is open to internal and external applicants. while ensuring an emphasis on the overall needs of the various business units....
25 days ago
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Investment Industry Regulatory Organization of Can...
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Toronto, ON
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Proficiency with a variety of computer software applications. CAO conducts a comprehensive analysis of regulatory complaints and prepares detailed reports on...
30+ days ago
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Investment Industry Regulatory Organization of Can...
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Toronto, ON
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Minimum 2 to 3 years of financial industry experience including:. Good understanding of IIROC’s Dealer Member rules and related policies, relevant securities...
30+ days ago
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Scotiabank
136 reviews
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Toronto, ON
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Thorough knowledge and understanding of the firm’s compliance policies and procedures and the practical application of relevant provincial securities and SRO ...
30+ days ago
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Scotiabank
136 reviews
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Toronto, ON
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Thorough knowledge and understanding of the firm’s compliance policies and procedures and the practical application of relevant provincial securities and SRO ...
30+ days ago
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BMO FINANCIAL GROUP
19 reviews
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Burlington, ON
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¿ Good customer service and relationship management skills. Working with us means being part of a team of talented, passionate individuals with a shared focus...
Workopolis - 1 day ago
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HSBC
787 reviews
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Sherbrooke, QC
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Mutual Fund Registration. Assumes role of Privacy Administrator, Branch Compliance Officer, Health & Safety, etc....
2 days ago
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