Trading Standard Officer jobs

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Compliance Officer, Private Client
Scotiabank - 936 reviews - Toronto, ON
Trading, operations, sales, audit); This may include CSI securities industry courses (particularly Derivatives Fundamentals Course, Portfolio Management...
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Director of Business Services
Datasoft Group - Markham, ON
Sound knowledge of Foreign Exchange Market practices and help customers to implement Standard Operating Procedures (SOP)....
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Manager, Trade Conduct Compliance
Questrade - 11 reviews - Toronto, ON
Have in-depth knowledge of securities trading, capital markets or experience working for an investment dealer trade desk....
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Collateral Management Officer

RBC - 454 reviews - Toronto, ON
Knowledge of industry standard documentation. Solid understanding of trading policies and documentation. A new and exciting opportunity has arisen at RBC to...

ScotiaMcLeod Regional Supervision Officer

Scotiabank - 936 reviews - Oakville, ON
1 In accordance with industry regulations (particularly IIROC Rule 2500 - Minimum Standards for Retail Customer Account Supervision) and firm policies and...

Regional Compliance Officer

HUB International - 59 reviews - Montréal, QC
Compliance Officers Course or Officers Partners. Good business practices and ethical standards. Suitability review of daily and monthly trading....

Case Assessment Officer - Contract

Investment Industry Regulatory Organization of Can... - 4 reviews - Toronto, ON
Case Assessment Officer. Knowledge of a Dealer Member’s operations, structure, the client’s relationship with a dealer, trading, settlement and clearing, and...

Compliance Officer Private Client

Scotiabank - 936 reviews - Toronto, ON
Trading, operations, sales, audit); This may include CSI securities industry courses (particularly Derivatives Fundamentals Course, Portfolio Management...

Banking Middle Office - Client Manager - Calgary

HSBC - 3,718 reviews - Calgary, AB
Adhere strictly to compliance and operational risk controls in accordance with HSBC and regulatory standards, policies and practices – at the agreed standards....

Compliance Officer, Empire Life Investments (6 month contrac...

Empire Life - 8 reviews - Toronto, ON
Perform daily review of trading and portfolio management activity. Participate in various projects pertaining to risk management, compliance and control...

Manager Client Service

State Street - 819 reviews - Toronto, ON
Establish and maintain procedures for privacy and confidentiality that is in line with Corporate Information Security (CIS) standards....

Operations, Risk & Administration Specialist

HSBC - 3,718 reviews - Ottawa, ON
May make suggestion to improve service standards. Ensure branch or work area is maintained in accordance with HSBC standards....

IT Project Manager // Gestionnaire de projet TI

Morgan Stanley - 1,487 reviews - Montréal, QC
Proficiency in standard project management tools (MS Project, PowerPoint, Excel). Maîtriser les outils de gestion de projet standard (MS Project, PowerPoint,...
Manager Client Service
State Street - 819 reviews - Toronto, ON
Establish and maintain procedures for privacy and confidentiality that is in line with Corporate Information Security (CIS) standards....
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Operations Officer
The Bagg Group - 8 reviews - Toronto, ON
$15.85 an hour
Complete work in an accurate, timely and efficient manner while following standard accounting and trading policies as well the financial institutions policies....
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