Trading Standard Officer jobs

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Managing Director
Hamblin Watsa Investment Counsel Ltd. - Toronto, ON
Extended medical insurance (including vision care), dental insurance, disability insurance, up to 75% cash bonus, long term incentive plan, relocation...

Administration Officer (Mutual Funds Trading)

B2B Bank - 46 reviews - Toronto, ON
Monitors the incoming document queue to ensure processing according to B2B Bank Dealer Services¿ service standards....

Case Assessment Officer

Investment Industry Regulatory Organization of Can... - 4 reviews - Calgary, AB
Case Assessment Officer. Knowledge of a Dealer Member’s operations, structure, the client’s relationship with a dealer, trading, settlement and clearing, and...

Confirmation Officer, Over-the-Counter Derivatives, Document...

CIBC - 1,595 reviews - Toronto, ON
Ensure compliance with established policies, procedures, standards and methodologies. Deadline sensitive – transactions need to be confirmed within 48 hours to...

Associate Compliance Officer

BMO Financial Group - 584 reviews - Toronto, ON
Conduct Monitoring and Testing of controls required by prudential standards requiring the prevention of conflicts of interest or inappropriate trading...

Fixed Income Settlements Officer

Robertson & Company Ltd. - Toronto, ON
Adhere to operating standards and processes. The position is responsible for a variety of key operational processes in support of the Fixed Income trading...
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Senior Compliance Officer

Scotiabank - 2,185 reviews - Toronto, ON
Trading, operations, sales, audit); Assists the Compliance Officer in carrying out their daily head office trade reviews and other responsibilities, as required...

Operations Risk and Administration Specialist

HSBC - 7,732 reviews - New Westminster, BC  +2 locations
May make suggestion to improve service standards. Ensure branch or work area is maintained in accordance with HSBC standards....

Trade Middle Office Manager

HSBC - 7,732 reviews - Toronto, ON
The jobholder will implement the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer,...

Senior Director of Human Resources

Compass - 786 reviews - Mississauga, ON
Openness Trust and Integrity - We set the highest ethical and professional standards. Manages internal investigations on matters of workplace harassment,...

Assistant Manager Operations Risk and Associate

HSBC - 7,732 reviews - Calgary, AB
Work is reviewed for the attainment of standards, achievement of targets, adherence to policies, procedures, and timelines....

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