Trading Standard Officer jobs

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Associate Trust Officer \ Administrateur de fiducies adjoint

Banque Scotia - 18 reviews - Montréal, QC
Create/authorize accurate and timely accounting entries for payments to third parties, realization of assets, fee collection, trading activity, distributions to...

Compliance Officer - Capital Markets

BMO Financial Group - 460 reviews - Toronto, ON
Conduct Monitoring and Testing of controls required by prudential standards requiring the prevention of conflicts of interest or inappropriate trading...

Associate Trust Officer \ Administrateur de fiducies adjoint

Scotiabank - 959 reviews - Montréal, QC
Create/authorize accurate and timely accounting entries for payments to third parties, realization of assets, fee collection, trading activity, distributions to...

Senior Private Banker

BMO Financial Group - 460 reviews - St. John's, NL
 Adhere to Know Your Customer standards, policies and procedures for the prevention of loss due to fraud, counterfeiting, money laundering, or defalcation;...

Chief Compliance Officer

ACM Advisors - Vancouver, BC
Maintain personal trading and conflicts of interest policy; Ability to be registered as a Chief Compliance Officer with provincial securities regulators;...
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Compliance Officer Investment Counsel

Scotiabank - 959 reviews - Toronto, ON
Interacts directly with Trading and Portfolio Management staff. Confident, personable, professional presence - ability to immediately garner credibility with...

Risk Analyst, Officer

State Street - 841 reviews - Toronto, ON
STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment...

Operations Officer

The Bagg Group - 9 reviews - Toronto, ON
$15.85 an hour - Temporary
Complete work in an accurate, timely and efficient manner while following standard accounting and trading policies as well the financial institutions policies....
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Operations, Risk & Administration Specialist

HSBC - 3,797 reviews - Ottawa, ON
May make suggestion to improve service standards. Ensure branch or work area is maintained in accordance with HSBC standards....

Compliance Officer Private Client

Scotiabank - 959 reviews - Toronto, ON
Trading, operations, sales, audit); This may include CSI securities industry courses (particularly Derivatives Fundamentals Course, Portfolio Management...

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