Trading Standard Officer jobs

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Compliance Officer (Contract Position Ending July 31, 2015)

CIBC 368 reviews - Toronto, ON
Perform a daily review of trading activity. Willingness to complete the Derivatives Fundamentals Course, the Options Licensing Course, Options Supervisors...
3 days ago - save job - more...

Compliance Officer

CIBC 368 reviews - Toronto, ON
Working knowledge of industry standard trading technologies including Smarts Broker Surveillance and Cognos Database....
3 days ago - save job - more...

Private Banker Level I

BMO Financial Group 68 reviews - Toronto, ON
Adhere to Know Your Customer standards, policies and procedures for the prevention of loss due to fraud, counterfeiting, money laundering, or defalcation;...
10 days ago - save job - more...

Financial Services Officer (Kelowna Mission Park Branch)

Prospera Credit Union 4 reviews - Kelowna, BC
Commitment to complete the Financial Services Officer Certification Program within 2 years. Under broad managerial direction, the Financial Services Officer...
2 days ago - save job - more...

Compliance Officer, Business Conduct

Questrade 5 reviews - Toronto, ON
So are YOU our next Compliance Officer, Business Conduct? And where does the Compliance Officer, Business Conduct fit into this?...
30+ days ago - save job - more...

Compliance Officer (Bilingual Spanish)

Scotiabank 419 reviews - Toronto, ON
Trading, operations, sales, audit); Partners, Directors and Senior Officers Qualifying Exam; Chief Compliance Officer Course) and other compliance related...
1 day ago - save job - more...

Private Banker I

BMO Financial Group 68 reviews - Hamilton, ON - +1 location
Adhere to Know Your Customer standards, policies and procedures for the prevention of loss due to fraud, counterfeiting, money laundering, or defalcation;...
17 days ago - save job - more...

Chief Information Officer

Investment Industry Regulatory Organization of Can... 2 reviews - Toronto, ON
Chief Information Officer. Reporting to the President and Chief Executive Officer, the Chief Information Officer (CIO) provides vision and leadership in...
9 days ago - save job - more...

Director Compliance International Wealth (Bilingual Spanish)

Scotiabank 419 reviews - Toronto, ON
Development and management of policies, procedures and governance systems for assigned reputational risks, including relative to securities concentration,...
3 days ago - save job - more...

Senior Commodity Buyer (Service Provider Procurement)

HSBC 2,206 reviews - Toronto, ON
Standard office software. Drive the use the standard. Policies and ensure standards are adhered to across Commodity team....
23 days ago - save job - more...

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