Trading Standard Officer jobs

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Managing Director
Hamblin Watsa Investment Counsel Ltd. - Toronto, ON
Extended medical insurance (including vision care), dental insurance, disability insurance, up to 75% cash bonus, long term incentive plan, relocation...
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Case Assessment Officer

Investment Industry Regulatory Organization of Can... - 4 reviews - Toronto, ON
Case Assessment Officer. Knowledge of a Dealer Member’s operations, structure, the client’s relationship with a dealer, trading, settlement and clearing, and...

Associate Trust Officer (ATO)

Scotiabank - 1,979 reviews - Toronto, ON
Create/authorize accurate and timely accounting entries for payments to third parties, realization of assets, fee collection, trading activity, distributions to...

Assistant Manager ORA

HSBC - 7,087 reviews - Vancouver, BC  +1 location
Communicate clear objectives and operational quality standards to the team. HIFC Branch Manager (HBM), Privacy Administrator, Branch Compliance Officer, Health...

Compliance Officer

GMP Securities L.P. - Toronto, ON
Review of trading in accordance with applicable regulatory requirements by conducting daily, monthly and quarterly testing. GMP Securities LP*....
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Manager, Operations Compliance

Fidelity Investments - 1,883 reviews - Toronto, ON
Officers, Partners & Directors Course (IFIC) is an asset. Reporting to the Director, Compliance, the Manager, Operations Compliance is responsible for...

Chief Compliance Officer

Picton Mahoney Asset Management - Toronto, ON
We are seeking a Chief Compliance Officer to oversee and manage the firm’s compliance program. Develop and perform regular assessments to ensure that firm...
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Chief Administrative Officer

Village of Neilburg - Neilburg, SK
Applicants must possess a Local Government Authority “C” Certificate and Urban Standard “C” Certificate....
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Senior Financial Services Officer/ Financial Services Office...

Prospera Credit Union - 8 reviews - Langley, BC
Commitment to complete the Financial Services Officer Certification Program within 2 years; Establishes a high personal standard of performance and service by...

Compliance Officer (Control Room)

Scotiabank - 1,979 reviews - Toronto, ON
The incumbent is the first point of contact for employees with questions related to employee trading but will escalate questions that fall outside of standard...

Vice-President & CFO

Alcool NB Liquor - Fredericton, NB
Executive Officer, the Vice President and Chief Financial Officer has an invaluable. Vice President and Chief Financial Officer....

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