Trading Standard Officer jobs

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Divisional Administrator and Divisional Compliance Officer -...
BMO Harris Bank 32 reviews - Calgary, AB
3-5 years work experience as a Retail Compliance Officer. - Self starter with excellent written and oral... or Branch Compliance Officers, of any emerging issues...
Sponsored by FinancialJobBank.com - 15 days ago
Lead Operation Officer, Global Equity Derivatives Trade Supp...
TD BANK GROUP 9 reviews - Toronto, ON
process, supporting trading in Toronto, New York and... for either the firm, or clients, . Escalate non-standard or high risk transactions or other activities as...
Sponsored by Workopolis - 8 days ago

Trust Officer Wealth Management

Scotiabank 136 reviews - Toronto, ON
Knowledge of the investment industry and charitable (NFP) sector. Oversee detailed fee calculations in accordance with fee agreements or local/judicial practice...
17 days ago - save job - email - more...

Portfolio Adminstrator/Wealth Banking Officer - Private Weal...

Manulife Financial 33 reviews - Vancouver, BC
Work closely with MPW operations and Bank operational staff. Consistent adherence to standards in order to execute against the desired HNW client experience....
1 day ago - save job - email - more...

CO OP Document Control Officer

Scotiabank 136 reviews - Toronto, ON
Scotiabank is an equal opportunity employer and welcomes applications from all interested parties. Review credit/lending agreements to identify financial...
16 days ago - save job - email - more...

Compliance Officer

Empire Life 3 reviews - Toronto, ON
Also this role is open to internal and external applicants. while ensuring an emphasis on the overall needs of the various business units....
25 days ago - save job - email - more...

Senior Case Assessment Officer

Investment Industry Regulatory Organization of Can... - Toronto, ON
Proficiency with a variety of computer software applications. CAO conducts a comprehensive analysis of regulatory complaints and prepares detailed reports on...
30+ days ago - save job - email - more...

Case Assessment Officer

Investment Industry Regulatory Organization of Can... - Toronto, ON
Minimum 2 to 3 years of financial industry experience including:. Good understanding of IIROC’s Dealer Member rules and related policies, relevant securities...
30+ days ago - save job - email - more...

Senior Compliance Officer

Scotiabank 136 reviews - Toronto, ON
Thorough knowledge and understanding of the firm’s compliance policies and procedures and the practical application of relevant provincial securities and SRO ...
30+ days ago - save job - email - more...

Senior Compliance Officer (1 year Contract)

Scotiabank 136 reviews - Toronto, ON
Thorough knowledge and understanding of the firm’s compliance policies and procedures and the practical application of relevant provincial securities and SRO ...
30+ days ago - save job - email - more...

Customer Service and Investigations Officer --- Job ID: 1161...

BMO FINANCIAL GROUP 19 reviews - Burlington, ON
¿ Good customer service and relationship management skills. Working with us means being part of a team of talented, passionate individuals with a shared focus...
Workopolis - 1 day ago - save job - email - more...

Branch Manager

HSBC 787 reviews - Sherbrooke, QC
Mutual Fund Registration. Assumes role of Privacy Administrator, Branch Compliance Officer, Health & Safety, etc....
2 days ago - save job - email - more...
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