Trading Standard Officer jobs

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Trade Processing Service Officer
confidential - Toronto, ON
Work with areas such as Trading, Middle Office, Trade... Officers when necessary. Protect the interests of the Bank by adhering to operating standards and...
Sponsored by Jobomas - 19 days ago

Surveillance Officer – Institutional (8 Month Contract)

RBC 206 reviews - Toronto, ON
(RBCDS) with securities legislation, the rules of the Investment Industry Regulatory Organization of Canada (IIROC) and internal policies and procedures as they...
1 day ago - save job - more...

Compliance Consultant 4

Wells Fargo - Toronto, ON
The Control Group is responsible for monitoring the flow of material nonpublic information and preventing insider trading through the use of information...
Easily apply
5 hours ago - save job - more...

Associate Trust Officer

Scotiabank 369 reviews - Winnipeg, MB
The Associate Trust Officer is responsible for providing clients and beneficiaries with Estate, Trust and Agency administration services at established service...
30+ days ago - save job - more...

Senior Technology Officer - Capital Markets

BMO Financial Group 62 reviews - Toronto, ON
Manages relationships with third party vendors including setting vendor priorities and managing deliverables, participating in contract negotiations and...
28 days ago - save job - more...

Compliance Officer

PICTET - Montréal, QC
Your main objective will be to assist the Chief Compliance Officer (CCO) and the Senior Compliance Officer (SCO) in meeting their regulatory and supervisory...
30 days ago - save job - more...

Senior Compliance Officer, Trade Conduct Compliance

Questrade 4 reviews - Toronto, ON
And where does the Senior Compliance Officer, Trade Conduct Compliance fit into this?. The purpose of the Senior Compliance Officer, Trade Conduct is to conduct...
29 days ago - save job - more...

Sr. Compliance Officer

Canaccord Financial - Vancouver, BC
Compliance Officer to join our Compliance department in Vancouver. The Sr. Compliance Officer will contribute to the regulatory control of Canaccord Genuity by...
21 days ago - save job - more...

Senior Commodity Buyer

HSBC 1,962 reviews - Toronto, ON
policies and ensure standards are adhered to across Commodity team. Act as a role model for the values and principles of Group....
21 days ago - save job - more...

Assistant Manager ORA

HSBC 1,962 reviews - Edmonton, AB - +1 location
To provide operational and administrative support and quality standards to the RBWM business, ensuring risk elements are identified and mitigated....
5 days ago - save job - more...

Lead Financial Officer / Corporate Treasury Controller

BMO Financial Group 62 reviews - Toronto, ON
of Corporate Areas revenue, balance sheet and capital management, ensuring compliance with the Bank’s regulatory and financial governance standards...
17 days ago - save job - more...

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