Regulatory Advisor jobs

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Associate Portfolio Manager
Scotiabank 479 reviews - Toronto, ON
Must meet the regulatory requirements to be registered with the appropriate securities commission. Maintaining awareness and ensuring compliance/adherence to...
Sponsored by Scotiabank - 3 days ago
Investment Advisor (12 month Contract)
Scotiabank 479 reviews - Toronto, ON
Minimum 3 to 5 years' experience as an Associate Advisor or Investment Advisor. Wealth supports innovative wealth management through a network of independent...
Sponsored by Scotiabank - 6 days ago

Advisor, Regulatory & Compliance, InvestorLine

BMO Financial Group 79 reviews - Toronto, ON
Reporting to the Senior Manager, Regulatory & Operations, this role is accountable for monitoring adherence to firm and industry requirements in order to...

Regional Compliance Officer - Quebec

RBC 262 reviews - Montréal, QC
The incumbent will frequently act as an advisor to the Sales Management team on compliance related issues specifically addressing the financial, regulatory and...

Director, Regulatory Compliance Management

RBC 262 reviews - Toronto, ON
A key relationship manager for Enterprise Regulatory Compliance. In support of the Vice President, GRM, Compliance and AML, Internal Audit Services, develops...

Investment Advisor

First West Credit Union - Kamloops, BC
Pursue business development opportunities in accordance with ethical standards, Qtrade Advisor and regulatory requirements, by identifying and pursuing leads...

FT and PT Beauty Advisor (Cosmetician) - Niagara Falls, ON

Rexall Pharma - Niagara Falls, ON
Adherence to all relevant guidelines including the established Rexall Standard Operating Procedures and all applicable regulatory requirements....

Regulatory Advisor

Partner Staffing - Calgary, AB
We are currently searching for a REGULATORY ADVISOR with at least 10 years of BC relationship experience for a critical role to join the Calgary team of a world...

Advisor, Compliance

PSP Investments 2 reviews - Montréal, QC
Follow financial news, perform regulatory watches (with a focus on Investment Compliance) and establish action plans to comply with legislation and/or to enrich...

Regulatory and Air Quality Advisor - Intermediate

GENIVAR 14 reviews - Calgary, AB
Prepare and submit industrial approval applications, renewals and amendments. Complete air monitoring reporting requirements (monthly and annual) for

Legal Advisor, Regulatory and Securities Law

Fiera Capital - Montréal, QC
Ensure compliance with the requirements of securities regulatory authorities regarding legal documentation that must be maintained by a full-service investment...

Part-Time Beauty Advisor (Cosmetician) - Waterloo, ON

Rexall Pharma - Waterloo, ON
Part-time
Adherence to all relevant guidelines including the established Rexall Standard Operating Procedures and all applicable regulatory requirements....
Senior Wealth Advisor- IIROC
Meridian Credit Union 11 reviews - Cambridge, ON
Through the provision of relevant, effective advice, our Senior Wealth Advisor will build relationships and earn trust with our Members with the goal of...
Sponsored by Meridian Credit Union - 10 days ago
Client Servicing Advisor - Financial Services
JR Financial - Vancouver, BC
Continuous professional development to meet regulatory requirements and personal development needs. Client Servicing Advisor – Financial Services – Downtown...
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Sponsored by JR Financial - 21 days ago

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Company with Regulatory Advisor jobs
479 reviews
Scotiabank is the first Canadian company to be named to the “World’s Best Multinational Workplaces” list in 2014 by the Great Place to Work®