Trading Standard Officer jobs

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Assistant Manager

Scotiabank - 2,768 reviews - Toronto, ON
Monitoring of trading and settlement of/protection on cash trading on expiry date; Validate booking transactions processed by the processing officers....

Assistant Manager, Operations, Risk and Administration

HSBC - 9,556 reviews - Scarborough, ON   +1 location
Underpinned by our drive, and the highest banking standards. A Branch Compliance Officers Course offered by Investment Funds Institute of Canadian Bankers....

Accounting Officer - Contracts & Derivatives clearing - Toro...

Scotiabank - 2,768 reviews - Toronto, ON
Provide customer service in accordance with Scotia Service Level Agreement (SLA) Standards. Ability to provide reliable and timely responses professionally to...

Regulatory Compliance Specialist

TEEMA Solutions Group Inc - 2 reviews - Vancouver, BC
$60 - $80 an hour
Does your team work standard core hours or does that vary? Provides direct support to Senior Managers, Regulatory Compliance • Perform monitoring of trading...
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Private Banker

BMO Financial Group - 1,550 reviews - Edmonton, AB   +2 locations
Adhere to Know Your Customer standards, policies and procedures for the prevention of loss due to fraud, counterfeiting, money laundering, or defalcation;...

Corporate Trust Officer-12 month Contract

TMX - 23 reviews - Calgary, AB
Partner and assist the Assistant Trust Officer with preparing records of trust, diary tasks, and other internal procedures....
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Manager, Regulatory Compliance, Asset Management Canada - Fi...

HSBC - 9,556 reviews - Vancouver, BC
Underpinned by our drive, and the highest banking standards. Perform ongoing monitoring of trading and other business activities to ensure compliance with...

Chief Compliance Officer

SG CIB - 1,353 reviews - Montréal, QC
Partners, Directors and Senior Officers Course. Conduct reviews of SGCC derivative trading desks to ensure compliance with regulatory rules, SG policies, and...

Vice President, Audit Manager

MUFG - 33 reviews - Toronto, ON
Chief Risk Officer. Knowledge or experience with financing and trading operational processes; Will be accountable for meeting deliverables timely, adhering to...

Manager Special Accounts Management Unit

BMO Financial Group - 1,550 reviews - Montréal, QC
The Manager, SAMU Administration is accountable for managing a team of Account Officers SAMU, Senior Account Officer SAMU, Administration Officer SAMU or...
Lead Financial Officer
Ensure adherence to all aspects of First Principles, Our Code of Business Conduct and Ethics Corporate Policy, as well as all applicable legislation, regulatory...
Compliance Officer
HAYS - 551 reviews - Toronto, ON
$35 - $38 an hour
Working knowledge of regulatory requirements and of industry standard trading technologies a must. This candidate will be responsible for conducting daily...
Financial Operations Officer III
The Bagg Group - 30 reviews - Mississauga, ON
$19.85 an hour
Protect the interests of the Bank by adhering to operating standards and processes; The main function of the Financial Operations Officer is confirming...
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