Regulatory Advisor jobs

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Investment Advisor Assistant
HollisWealth - 19 reviews - Vancouver, BC
Job description –Assistant to Financial Advisor team*. Support the Investment Advisor in preparing client reviews and presentations....
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Investment Assistant
Gilkinson Financial - LISTOWEL OFFICE - Listowel, ON
Support the Investment Advisor in preparing client reviews and presentations. Continually learn and implement ever evolving compliance and regulatory policies....
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Advisor Environment, Water

Suncor Energy Services - 435 reviews - Fort McMurray, AB
Complete monthly and annual regulatory potable water and wastewater reports for submission to the relevant regulatory agencies....

Marketing Associate

Great West Life - 272 reviews - Pickering, ON
Communicate with Advisors regarding incomplete/missing applications, forms and information requirements. This may involve multiple follow-ups with advisors and...

International Student Advisor

Queen's University - 113 reviews - Kingston, ON
International Student Advisor. • ICCRC (Immigration Consultants of Canada Regulatory Council- accredited training, OR the Regulated International Student...

Student Services Coordinator (Summer Job)

EC - 12 reviews - Toronto, ON
Responsible for ensuring company and regulatory procedures are followed accurately and in a timely manner including student immigration requirements and...

COMPLIANCE ADVISOR - CANADA

Ultimate Software - 177 reviews - Toronto, ON
Working with CRA and provincial jurisdictions in obtaining and confirming legal and regulatory requirements....

Marketing Associate - Freedom 55

Great West Life - 272 reviews - Markham, ON
Communicate with Advisors regarding incomplete/missing applications, forms and information requirements. This may involve multiple follow-ups with advisors and...

Associate, Wealth Management (GMCI)

Global RESP Corporation - 5 reviews - Greater Toronto Area, ON
From our senior level advisors to our in-training associates, every transaction undertaken by the firm is done through GMCI’s operating philosophy;...

Regulatory Advisor (Intermediate)

Stantec - 424 reviews - Calgary, AB
Reporting to the Regulatory Manager, the Regulatory Advisor is an integral member of our team and our organization....

Licensed Client Service Associate (Phone)

TD Bank - 4,789 reviews - Toronto, ON
TD Wealth PIA has 730+ Investment Advisors located in 86 branches across Canada. Licensed with Investment Industry Regulatory Organization of Canada (IIROC) as...

Associate General Counsel

EPCOR Utilities - 18 reviews - Edmonton, AB
Developing relationships with key outside legal advisors, landlords, government agencies, suppliers and other external stakeholders....
Compliance Officer – Monitoring & Testing and Securities
Cidel - Toronto, ON
Registered investment advisor. Other Canadian regulatory designations (preferred). A wide breadth of exposure to regulatory compliance and related areas....
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Investment Industry – Client Services
Aligned Capital Partners Inc. - Burlington, ON
Provide solutions-based responses to advisor or departmental inquiries. There are opportunities relating to financial based activities, regulatory environments...
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Documentation Control Specialist
The Advisor will be responsible for training. The Documentation Advisor will report to the Continual Service Improvement Manager....