Financial Planner Job Description: Top Duties and Qualifications

Your job description is the first touchpoint between your company and your new hire. With millions of people searching for jobs on Indeed each month, a great job description can help you attract the most qualified candidates to your open position. To get you started, here are some tips for creating an effective job description.

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Financial Planner job title

A great job title typically includes a general term, level of experience and any special requirements. The general term will optimize your job title to show up in a general search for jobs of the same nature. The level of experience will help you attract the most qualified applicants by outlining the amount of responsibility and prior knowledge required. And if your position is specialized, consider including the specialization in the job title as well. But avoid using internal titles, abbreviations or acronyms to make sure people understand what your job posting is before clicking.

  • Financial Planner
  • Senior Financial Planner
  • Certified Financial Planner
  • Financial Planner (Part-Time)
  • Wealth Management Advisor
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Financial Planner Job Description Examples:

 

Example 1

Assante Vancouver Centre is a premier wealth management firm located in downtown Vancouver. With over 30 years in the industry, our branch offers our clients a personalized and comprehensive planning experience. One of our highly professional and successful practice team is looking to bring on an Associate Planner to work alongside the Senior Planner in servicing their clients. This is a tremendous opportunity for a career-oriented person in the financial services industry looking to join a full-service financial practice. The successful candidate will be mentored to help develop more advanced advisory skills, with the goal of taking on a primarily client-facing role at the right pace. This is a full-time position with a competitive compensation and benefits package. *Responsibilities* * Play an integral role as part of a team with the Financial Planners and administrators * Assist in the completion of required materials and tasks before, during and after client meetings * Attend client meetings with financial planners when required * Engage clients on a regular basis by handling incoming and outgoing calls to provide client service & support * Assist in the preparation of financial plans, portfolio and insurance reviews and tax preparation * Serve as a support to the Administrator for form preparation, statement requests and other administrative requirements * Liaise and assist with our client’s professional advisors including lawyers, accountants and brokers * Maintains a strong understanding of industry regulations, policies & procedures, and compliance requirements. Keeps the team prepared for upcoming changes *Other Responsibilities (not limited)* * Organize data, information and files in Microsoft OneNote and Salesforce CRM * Maintain client tracking spreadsheets * Help coordinate and attend client, networking or industry events * General admin duties *Qualifications* * Minimum of three years of related work experience in financial services * Preference given to someone who worked in a similar role of client servicing and financial planning * Working knowledge of investment products and vehicles *Skills and Abilities* * A highly-motivated individual and the willingness to learn through practical, technical and educational formats * High interest in career development and taking on more advisory responsibilities as the opportunity arises * Strong and professional communication skills both written and verbal * Strong multitasking skills with the ability to prioritize high urgency/sensitive items * Ability to obtain a high level of accuracy and a strong attention to detail * Team oriented – Helpful, encouraging and supportive personality * Understanding of back office procedures and compliance in a MFDA environment * Strong computer and technical skills in a Windows/PC environment * Highly proficient in Word, Excel, Outlook and SalesForce * Post-secondary education (preference for focus) * CIFC, IFC or CSC successfully completed preferred (able to be licensed) * CFP or at a minimum be enrolled and on track to completing preferred Application deadline: [phone number]11-30 Expected start date: [phone number]01-03 Job Types: Full-time, Permanent Schedule: * 8 hour shift Work remotely: * No

Example 2

*Associate Financial Planner* At Little & Davies Insurance & Financial Planning, for over 20 years we’ve provided personal service and valuable financial advice to help our clients make the right decisions. We are dedicated to providing quality client service, sound financial advice, and investment/insurance products that are best suited to meet our clients’ needs and goals. You will focus on supporting the Financial Planners in managing existing portfolios, developing new business, and maximize efficiency by providing administrative and financial planning support. *Specifically you will: * * Support with investment planning and business development. * Develop new business and opportunities within the professional, entrepreneur and retiree market. * Prepare presentations and various pieces for the CFP’s use in implementing financial planning strategies. * Review client accounts, maintain account lists, and track client documentation. * Work alongside and in collaboration with the administrative and support team in various tasks and projects, for the benefit of the Advisors and Associates. *The Benefits: * * A competitive compensation package, with potential for advancement through experienced mentorship. * Exposure to an independent wealth management environment, with a vast network of established clientele, and industry/institution leaders with over 30 years’ experience. * Subsidized education, contributing into growth and career development. * Flexible medical/dental benefits. *Must Haves: * * Canadian Securities Course and/or Canadian Investment Funds Course, and completion of a financial planning designation: CFP or PFP. * Post-secondary education in Financial Services, Business Administration and Commerce, and/or a related financial field, and currently in the process of obtaining a financial planning designation. * 2+ years of investment related experience and providing financial planning recommendations. * Must have a solid understanding of investment portfolios, mutual funds, and current knowledge of daily market activities. * Proficient in using Outlook, Word, Excel, PowerPoint, and possess the aptitude for learning new financial planning programs. * Strong interpersonal skills and demonstrated ability to build relationships and attract new business. *Added Value: * * Extensive knowledge of current MFDA compliance standards and regulations. * Life License Qualification Program (LLQP), or willing to obtain. Job Types: Full-time, Permanent Salary: per year Benefits: * Dental care * Extended health care * Vision care Schedule: * 8 hour shift Experience: * Investment: 2 years (preferred) * CFP or PFP (preferred)

Example 3

Our Burlington office is a family owned business for three generations. We pride ourselves to taking excellent and proactive care of our client's needs. The successful candidate’s role will support two financial advisors and maintaining strong client relationships. * * Assist Investment Advisors with account opening, meeting preparation, the processing of transactions and the follow up. * Assist with servicing existing clients; * Perform additional administrative duties as required. * Organize work and information to ensure accuracy and completeness *Skills & Qualifications: * * Excellent organizational skills, with a strong attention to detail; * Prioritize, multitask, work within time constraints and follow-up; * The ability to work independently and as a team * Display flexibility and willingness to assist others as required. * Demonstrated ability to take initiative; * Positive, professional and friendly manner *Education / Previous Experience: * * Completion of CSC (Canadian Securities Course) or IFC (Investment Funds Course) is required; * 2+ years of industry experience, with a well-rounded knowledge of mutual funds * Intermediate to advanced computer skills: good working knowledge of Microsoft Office programs; Part-time hours: 4-8 per week Job Types: Full-time, Part-time, Permanent Salary: $20.00-$30.00 per hour Benefits: * On-site parking Schedule: * 8 hour shift * Day shift * Monday to Friday * No weekends Education: * Secondary School (preferred) Experience: * administrative assistant: 2 years (required) * IFC or CSC (required) Work remotely: * No

Financial Planner job summary

A great job description starts with a compelling summary of the position and its role within your company. Your summary should provide an overview of your company and expectations for the position. Outline the types of activities and responsibilities required for the job so job seekers can determine if they are qualified, or if the job is a good fit.

Example of a Financial Planner job summary

Our financial advisory group is growing quickly. As such, we are currently seeking an experienced Financial Planner to manage our new clients. The ideal candidate for this position is a certified professional who has experience providing sound financial advice to a wide range of individuals. The successful applicant will join an experienced team that provides strategic advice to clients about debt management, cash management, investments and insurance. We offer a competitive salary and generous paid time off.

Financial Planner responsibilities and duties

The responsibilities and duties section is the most important part of the job description. Here you should outline the functions this position will perform on a regular basis, how the job functions within the organization and who the job reports to.

  • Execute the vision of the company by providing financial planning, insurance and investment services to clients
  • Assess client’s overall financial picture, and understand their needs to devise an appropriate financial plan
  • Work with support staff to establish client records and update their files
  • Maintain ongoing relationships with clients, keeping them updated about any changes affecting their finances
  • Act as liaison to insurance providers and other financial professionals

Financial Planner qualifications and skills

Next, outline the required and preferred skills for your position. This may include education, previous job experience, certifications and technical skills. You may also include soft skills and personality traits that you envision for a successful hire. While it may be tempting to include a long list of skills and requirements, including too many could dissuade qualified candidates from applying. Keep your list of qualifications concise, but provide enough detail with relevant keywords and terms.

  • Bachelor’s Degree in Finance, Accounting or related field
  • 3+ years’ experience in a financial planning role
  • Strong ability to analyze market’s financial data and provide adequate financial advice
  • Exceptional communication, presentation and negotiation skills
  • Proficiency with Microsoft Office and accounting software
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Job Description Examples

Need help writing a job description for a specific role? Use these job description examples to create your next great job posting. Or if you’re ready to hire, post your job on Indeed.

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