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Compliance Officer, IFM
Compliance Officer, IFM. We are currently seeking a Compliance Officer, Investment Fund Manager to join our Compliance team....
AVP, Chief Compliance Officer
Toronto, ON
The Assistant Vice President and Chief Compliance Officer (AVP & CCO) is responsible for the overall leadership and direction of ivari’s compliance program....
Bilingual Compliance Officer, Surveillance
Bilingual Compliance Officer, Surveillance. We are currently seeking a Bilingual Compliance Officer, Surveillance to join our Compliance team....
Compliance Officer
The Compliance Officer will oversee and review all legal technology issues across the organization and provide objective assessments of the company’s compliance...

Compliance Officer

$67,547 - $88,600 a year
As a Compliance Officer you will:. Provide advice and recommendations to the Manager of Compliance and the Deputy Superintendent on insurance issues....

Compliance Officer

The Compliance Officer is responsible for ensuring that the regulatory compliance requirements are met on a daily and monthly basis....

Compliance Officer

Mackenzie Investments is looking for a Compliance Officer to join our team. Experience on a fund manager compliance team and specifically in the area of...

Compliance Officer, Canada

The Compliance Officer, Canada - to be based in Hamilton, Ontario - will develop strong relationships throughout Canada to foster an advisory and collaborative...

ADMN O 18R - Compliance and Enforcement Officer

Compliance and Enforcement Officer. Administrative Officer 18. The Compliance and Enforcement Officer responds to reports and/or complaints of administrative...

Office of the University Secretary & General Counsel - Compl...

Compliance and Copyright Officer. Significant experience in compliance and compliance program management. Develop a legislative compliance plan....

Senior Compliance Officer

The Compliance Management Professional, LCCG assists the Compliance management in the effective implementation, maintenance and administration of the Canadian...

Senior Compliance Officer

This role will involve managing the compliance program for Purpose Investments to ensure compliance with policies and regulatory requirements....

Compliance Officer

Mississauga, ON
The compliance officer will Serve as Chair of the EMD Serono Compliance Committee and fulfill all Chair related duties described in the Compliance Committee...

Centralized Branch Compliance Officer

The Centralized Branch Compliance Officer (C-BCO) will work in partnership with the Branch Compliance Officer to execute an effective mutual fund compliance...
Standards & Compliance Officer (part-time)
Our British Columbia and Yukon headquarters is seeking an experienced Standards & Compliance Officer....
Intermediate Compliance Officer
Mackie Research Capital Corporation
Vancouver, BC
The Chief Compliance Officer assigns tasks and duties to the CO. The Intermediate Compliance Officer (CO) works with other Compliance Department staff to ensure...
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