Compliance Officer jobs

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Senior Compliance Officer
The Senior Compliance Officer reports to and supports the Chief Compliance Officer. As part of the Legal & Compliance team, the Senior Compliance Officer will...
Compliance Officer-Toronto, Canada
Canada-Israel Securities Ltd. (Israel Bonds) - Toronto, ON
Located in Toronto, this position reports to Global Chief Compliance Officer. The compliance officer will provide compliance services to new IIROC registrant in...
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Compliance Officer, Surveillance
Compliance Officer, Surveillance. We are currently seeking a Compliance Officer, Surveillance to join our Compliance team....
Chief Compliance Officer
HGC Investment Management Inc. - Toronto, ON
As the Chief Compliance Officer, some of your responsibilities will be:. Qualify as a Chief Compliance Officer (see NI 31-103 Section 3.13 for details)....
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Compliance Officer (Complaints & Investigations) - Toronto,...

Scotiabank - 2,828 reviews - Toronto, ON
Compliance Officer (Complaints and Investigations). Provide administrative support to the Senior Compliance Officer through the complaints process....

Compliance Officer

BMO Financial Group - 1,577 reviews - Toronto, ON
Key Accountabilities: Acts in a larger project planning capacity. Audits the quality of reports submitted by analysts and provides related coaching and...

Remote Compliance Officer, Scotia Securities Inc. - Toronto,...

Scotiabank - 2,828 reviews - Montréal, QC
Must satisfy all Compliance expectations for the role, including completion of the Branch Compliance Officer (BCO) course....

Remote Compliance Officer, Scotia Securities Inc. - Calgary

Scotiabank - 2,828 reviews - Calgary, AB   +1 location
Must satisfy all Compliance expectations for the role, including completion of the Branch Compliance Officer (BCO) course....

Compliance Officer, Trade Surveillance

Scotiabank - 2,828 reviews - Toronto, ON
The Compliance Officer (“CO”) is responsible for carrying out certain Tier 2 compliance activities for assigned internal business groups in accordance with...

Registration Officer, Compliance (12-months, Contract)

Scotiabank - 2,828 reviews - Toronto, ON
To ensure compliance with regulatory requirements and to improve operations efficiency. Provide reporting and feedback to the Manager, Registration on licensed...

Compliance Officer

iA Securities - 155 reviews - Toronto, ON
Providing support to branch managers in areas related to compliance. Following up on the various requests made by the Compliance Department....

Compliance Officer

Nest Wealth - Toronto, ON
As a Compliance Officer at Nest Wealth, you’ll own, maintain, and continuously lead day-to-day compliance activities....
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Compliance Officer- Complaints and Investigations

iA Securities - 155 reviews - Montréal, QC
The Director of Compliance, is looking for a Compliance Officer- Complaints and Investigations for it's Montreal's team....

Compliance Officer/AML Analyst

Equitable Bank - 18 reviews - Toronto, ON
Compliance Officer – AML Analyst. Provide relevant compliance reporting; Aid in general compliance awareness. Maintenance of the AML Compliance Program (40%)....
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Quality Compliance Officer, QA
Our Brampton location is presently looking for a Quality Compliance Officer to join our Quality Assurance Department....
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Regulatory Compliance & Professional Practice Officer (Param...
$64,919 - $81,154 a year
Coordinates service review/accreditation program activities to ensure paramedic service delivery and operations meet regulatory compliance requirements....