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Compliance Officer
Vehicle Sales Authority of BC (VSA)
Langley, BC
Located in North Langley, B.C., the Compliance Officer (“CO”) actively supports the VSA mission and vision of building a successful and professional motor...
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Compliance Officer, Mainframe
Key Accountabilities: Acts in a larger project planning capacity. Audits the quality of reports submitted by analysts and provides related coaching and...
Compliance Officer
De Thomas Wealth Management
Toronto, ON
In conjunction with the HO Compliance Officer and CCO, leads and implements initiatives that support the credit union’s strategy and wealth management...
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VP Governance and Compliance
Reporting to the Chief Risk Officer, you will act as the organization’s Chief Anti-Money Laundering Officer, Chief Privacy Officer, Complaint Officer and will...
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Licensing Assurance & Compliance Officer

Toronto, ON
$40.35 - $44.21 an hour
Knowledge of audit compliance procedures. Conducts regular compliance audits to ensure licence and permit holders maintain continued compliance with by laws and...

Compliance Officer

Vancouver, BC
Haywood is currently recruiting for a Compliance Officer to join its team. Field internal broker and departmental compliance related inquiries, provide...

Compliance Officer

Toronto, ON
This role will involve managing the compliance program for Purpose Investments to ensure compliance with policies and regulatory requirements....
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Compliance Officer

Niagara-on-the-Lake, ON +3 locations
Perform Quality Management System compliance audits and determine system improvements. Medical cannabis markets are rapidly expanding in Canada and around the...
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Compliance Officer for MSB

Wall Street Finance (Canada) Ltd.
Toronto, ON
Potential Agent Compliance Training. Compliance Update Communication to Management & Agents. Compliance Update Provision to Banks & Financial Partners....
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Compliance Officer

Real Estate Council of BC
Vancouver, BC
Reporting to and under the direction of the Manager, Compliance, Compliance Officers are responsible for the intake and investigation of complaints....
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Anti-Money Laundering Compliance Officer

Vancouver, BC
Is seeking a qualified Anti-Money Laundering (AML) Compliance Officer to work in our downtown Vancouver office....
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Senior Compliance Officer or Compliance Officer

Vancouver, BC
Senior Compliance Officer or Compliance Officer. Making recommendations for appropriate compliance or enforcement action....

Compliance Officer and Assistant Corporate Secretary

Legacy Private Trust
Toronto, ON
As the Compliance Officer, this role is responsible for the compliance program at Legacy, including working with the Office of the Superintendent of Financial...
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Compliance Officer

Children's Education Funds Inc.
Burlington, ON
Investment fund and scholarship plan dealer is seeking an experienced Compliance Officer based at head office in Burlington, Ontario....
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Compliance Officer
Children's Education Funds Inc.
Burlington, ON
Investment fund and scholarship plan dealer is seeking an experienced Compliance Officer based at head office in Burlington, Ontario....
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