Trading Standard Officer jobs

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Case Assessment Officer

Investment Industry Regulatory Organization of Can... - 4.04 reviews - Calgary, AB
Case Assessment Officer. Knowledge of a Dealer Member’s operations, structure, the client’s relationship with a dealer, trading, settlement and clearing, and...

ScotiaMcLeod Regional Supervision Officer

Scotiabank - 4.1801 reviews - Oakville, ON
Officer is responsible for reviewing trading in accounts serviced by Advisors. Trading is required as well....

Manager, Capital Markets Finance

BMO Financial Group - 3.7407 reviews - Toronto, ON
The Manager is accountable to deliver quality financial information on a timely basis and ensures adherence to financial policies, standards and procedures....

Manager of Finance and Administration

Duz Cho Group of Companies Ltd. - Prince George, BC
$85,000 - $100,000 a year
 Preparing and analyzing reports, records and statements in compliance with standards,. Currently trading with Asia, the Middle East and supplying the local...

Chief Financial Officer

Targray - Kirkland, QC
In depth knowledge of International Accounting Standards. Wholesale or trading industry experience is an asset....

Business Analyst

HSBC - 4.03,497 reviews - Vancouver, BC
Group Standard Business Case. The jobholder will adopt the Group Compliance Policy by escalating any identified compliance risk in liaison with, Global...

Responsable de la mise en application de la conformité

GROUPE INDUSTRIELLE ALLIANCE - 3.770 reviews - Montréal, QC
Providing assistance to the chief compliance officer. We also offer securities trading consulting and research services with respect to capital markets and...

Branch Manager

Acosys - Chicoutimi, QC
Communicates clear objectives, targets, and operational quality standards to the team. Ensures compliance, operational and system controls in accordance with...
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Branch Manager

HSBC - 4.03,497 reviews - Chicoutimi, QC
Communicates clear objectives, targets, and operational quality standards to the team. Ensure branch(s) or work area is maintained in accordance with HSBC...

Information Security Incident Response Analyst // Analyste –...

Morgan Stanley - 3.91,402 reviews - Montréal, QC
Support the daily coordination and remediation of information security events with teams that support the Incident Response process and business unit risk...
Senior Compliance Officer
Trading, operations, sales, audit); Assists the Compliance Officer in carrying out their daily head office trade reviews and other responsibilities, as required...
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Company with Trading Standard Officer jobs
Scotiabank is the first Canadian company to be named to the “World’s Best Multinational Workplaces” list in 2014 by the Great Place to Work®
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