Trading Standard Officer jobs

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Back Office Supervisor

OTT Financial Canada Inc. - North York, ON
Monitor client trading activity and margin status. Generate reports for daily reconciliation of funds and trading activity....
Easily apply

Banking Supervisor

OTT Financial Canada Inc. - North York, ON
The Banking Operations Supervisor reports to the Chief Operating Officer. Is responsible for the daily management of bank accounts in accordance with OTT...
Easily apply

ScotiaMcLeod Regional Supervision Officer Contract 1 year

Scotiabank - 1,524 reviews - Oakville, ON
The Regional Supervision Officer works closely. Conducting ongoing supervisory activities to a high standard, identifying....

Senior Service Associate (West Oaks)

Prospera Credit Union - 8 reviews - Abbotsford, BC
Full-time, Permanent
Acts as the secondary administration support the Financial Service Officers, Investment Specialists and branch management teams....

Private Banker, BMO Private Banking (1 year contract)

BMO Financial Group - 521 reviews - Toronto, ON
Adhere to Know Your Customer standards, policies and procedures for the prevention of loss due to fraud, counterfeiting, money laundering, or defalcation;...

Vice President, Relationship Management

State Street - 952 reviews - Toronto, ON
Demonstrated expertise in asset management, asset servicing and trading. Disseminates relevant information to clients on an ongoing basis, in a standard format,...

CEO (Volunteer)

Educate and Feed Communities Foundation - Ottawa, ON
Volunteer
Chief executive officer (CEO)*. Plan and direct the Foundation ’s activities to achieve stated/agreed targets and standards for financial and trading...
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Managing Director & Lead Technology Officer, Wealth Manageme...

BMO Financial Group - 521 reviews - Toronto, ON
Experience with Trading systems. The Managing Director & Lead Technology Officer, for InvestorLine and Private Client Division of Wealth Management is...

Senior Private Banker

BMO Financial Group - 521 reviews - Burnaby, BC
Private Banking Officers:. Adhere to Know Your Customer standards, policies and procedures for the prevention of loss due to fraud, counterfeiting, money...

Director, LFO Global Asset Management, WM Finance

BMO Financial Group - 521 reviews - Toronto, ON
Safeguarding of customer information, trading in securities, anti-money. Standards, P&Ps for such things as potential conflicts of interest,....
Vice President, Relationship Management
State Street - 952 reviews - Toronto, ON
Demonstrated expertise in asset management, asset servicing and trading. Disseminates relevant information to clients on an ongoing basis, in a standard format,...
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