Trading Standard Officer jobs

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Entry Level - RBC Capital Markets Operations - Operations Of...
RBC - Toronto, ON
Moody's Aa1 and Standard & Poor's AA-. Trading businesses are supported out of offices in Canada, the United States, Europe and Asia....
Sponsored by jobpostings.ca - 17 days ago

International Payment Officer - (Contract -1 year)

BMO Financial Group - Burlington, ON
Good knowledge of standard desktop applications used by the business unit. Ensure adherence to all aspects of First Principles, Our Code of Business Conduct and...
16 days ago - save job - more...

Senior Compliance Officer (1 year contract)

Scotiabank - Toronto, ON
Trading, operations, sales, audit); Assists the Compliance Officer in carrying out their daily head office trade reviews and other responsibilities, as required...
28 days ago - save job - more...

Senior Compliance Officer (Trade Desk)

Scotiabank - Toronto, ON
Compliance, Trading, Operational or other related securities industry experiences. Review of trading in accordance with applicable regulatory requirements by...
30+ days ago - save job - more...

F/T (term) Financial Services Officer (Kelowna Mission Park...

Prospera Credit Union - Kelowna, BC - +1 location
Full-time, Contract
Commitment to complete the Financial Services Officer Certification Program within 2 years. Under broad managerial direction, the Financial Services Officer...
21 days ago - save job - more...

Senior Financial Services Officer (Surrey Centre Branch)

Prospera Credit Union - Surrey, BC
Establishes a high personal standard of performance and service by actively participating in other duties assigned, including educational seminars and training...
30+ days ago - save job - more...

Trade Mid Office Manager

HSBC - Toronto, ON
The jobholder will implement the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer,...
30+ days ago - save job - more...

Financial Services Officer (South Granville Branch)

Prospera Credit Union - Vancouver, BC - +1 location
Commitment to complete the Financial Services Officer Certification Program within 2 years. Under broad managerial direction, the Financial Services Officer...
30+ days ago - save job - more...

Business Analyst - Market Risk

CIBC - Toronto, ON
As an employee of CIBC, the incumbent must comply with all applicable CIBC and Line of Business policies, standards, guidelines and controls....
25 days ago - save job - more...

F/T Senior Service Associate (Prospera Centre Branch)

Prospera Credit Union - Kelowna, BC
Acts as the secondary administration support the Financial Service Officers, Investment Specialists and branch management teams....
17 days ago - save job - more...

CAN Private Banker, Personal & Commercial Private Banking

BMO Financial Group - Calgary, AB
Adhere to Know Your Customer standards, policies and procedures for the prevention of loss due to fraud, counterfeiting, money laundering, or defalcation;...
20 days ago - save job - more...
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