Trading Standard Officer jobs

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Operations Officer
The Bagg Group - 8 reviews - Toronto, ON
$15.85 an hour
Complete work in an accurate, timely and efficient manner while following standard accounting and trading policies as well the financial institutions policies....
Easily apply
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Manager, Trade Conduct Compliance
Questrade - 11 reviews - Toronto, ON
Have in-depth knowledge of securities trading, capital markets or experience working for an investment dealer trade desk....
Sponsored

Legal Counsel

TMX Group Inc. - Montréal, QC
• Draft rules, policies and procedures governing the trading of derivatives in close cooperation with the business groups....

Private Banker

BMO Financial Group - 443 reviews - Peterborough, ON  +1 location
Adhere to Know Your Customer standards, policies and procedures for the prevention of loss due to fraud, counterfeiting, money laundering, or defalcation;...

Operations Officer

The Bagg Group - 8 reviews - Toronto, ON
$15.85 an hour
Complete work in an accurate, timely and efficient manner while following standard accounting and trading policies as well the financial institutions policies....
Easily apply

Compliance Consultant (contract)

IQ Partners Inc. - Toronto, ON
Perform daily review of trading and portfolio management activity. Participate in various projects pertaining to risk management, compliance and control...
Easily apply

Data Architect

Alliance Search Group Inc. - Toronto, ON
$100 an hour
Experience with regulatory trading compliance globally. Work with a geographically diverse group of Global Compliance Officers....
Easily apply

Manager, Trade Conduct Compliance

Questrade - 11 reviews - Toronto, ON
Have in-depth knowledge of securities trading, capital markets or experience working for an investment dealer trade desk....

Market Risk, AVP or VP

MUFG - 11 reviews - Toronto, ON
The role, under the supervision/guidance of the Chief Risk Officer, is responsible for the independent oversight of enterprise-wide risks inherent in the Bank’s...

Director of Business Services

Datasoft Group - Markham, ON
Sound knowledge of Foreign Exchange Market practices and help customers to implement Standard Operating Procedures (SOP)....
Easily apply

Information Security Incident Response Analyst

Morgan Stanley - 1,486 reviews - Montréal, QC
The Team coordinates with the Business Units, Legal, Corporate Security and IT to gather incident details, assess risk and assist with remediation, ensuring...

Compliance Officer Investment Counsel

Scotiabank - 936 reviews - Toronto, ON
Interacts directly with Trading and Portfolio Management staff. Confident, personable, professional presence - ability to immediately garner credibility with...
Manager Client Service
State Street - 819 reviews - Toronto, ON
Establish and maintain procedures for privacy and confidentiality that is in line with Corporate Information Security (CIS) standards....
Sponsored
Director of Business Services
Datasoft Group - Markham, ON
Sound knowledge of Foreign Exchange Market practices and help customers to implement Standard Operating Procedures (SOP)....
Easily apply
Sponsored
Compliance Officer, Private Client
Scotiabank - 936 reviews - Toronto, ON
Trading, operations, sales, audit); This may include CSI securities industry courses (particularly Derivatives Fundamentals Course, Portfolio Management...
Sponsored
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