Trading Standard Officer jobs

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Associate Trust Officer
Scotiabank 356 reviews - Winnipeg, MB
audit standards. *Create/authorize accurate and timely accounting entries for payments to third parties, realization of assets, fee collection, trading activity...
Sponsored by Scotiabank - 18 hours ago

Superviseur, soutien à la clientèle/Client Support Manager

State Street 348 reviews - Montréal, QC
investment management and investment research and trading. With $27.43 trillion in assets under custody... issues/problems to Officer/AVP Other duties as...
15 days ago - save job - block - more...

Senior Compliance Consultant

Wells Fargo - Toronto, ON - +1 location
unit and compliance officers concerning securities... Manager’s will act as Business Unit Compliance Officers for specific industries and coverage groups in...
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30+ days ago - save job - block - more...

Investment Relationship Manager

Scotiabank 356 reviews - Calgary, AB
of client portfolio reports; Working with Trust Officers to ensure that all investment strategies and... Maintain SPCG service standards regarding proactive...
30+ days ago - save job - block - more...

Senior Compliance Officer-Aggregation

BMO Financial Group 53 reviews - Toronto, ON
Director of CM Compliance, Trading Products , the Senior Compliance Officer, Aggregation, in BMO Capital... the Senior Compliance Officer, in consultation with...
27 days ago - save job - block - more...

Senior Manager, Volumes and Commissions

CIBC 302 reviews - Toronto, ON
in controls to the SOX Officer • Ensuring monthly... applicable CIBC and Line of Business policies, standards, guidelines and control requirements AUTHORITIES...
3 days ago - save job - block - more...

Trade Finance/Loan Administration Officer

Hays 126 reviews - Toronto, ON
are correctly entered into the system. Establish Standard payment instructions. Update Credit information... sector or with a large trading house. Candidate must...
30+ days ago - save job - block - more...

Financial Services Officer (Vernon Branch)

Prospera Credit Union 3 reviews - Vernon, BC
The Financial Services Officer actively participates... Commitment to complete the Financial Services Officer Certification Program within 2 years. • Or an...
30+ days ago - save job - block - more...

Operations Officer

ROBERTSON AND COMPANY LTD - Toronto, ON
Work with areas such as Trading, Middle Office, Trade... Officers when necessary. • Protect the interests of the Bank by adhering to operating standards and...
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30+ days ago - save job - block - more...

Senior Private Banker

BMO Financial Group 53 reviews - Peterborough, ON - +1 location
with Private Banking Officers, Professional Services... and escalate. - Adhere to Know Your Customer standards, policies and procedures for the prevention of...
23 days ago - save job - block - more...

Senior Operations Officer

GC Employment Services - Toronto, ON
Contract
supporting front office trading and sales desks... activities with a lack of market standards or practices. • Non-standard processing environment. • Multiple...
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30+ days ago - save job - block - more...
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