Trading Standard Officer jobs

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Compliance Officer

Scotiabank - 1,393 reviews - Toronto, ON
Trading, operations, sales, audit); Partners, Senior Managers and Senior Officers Qualifying Exam; Chief Compliance Officer Course) and other compliance related...

Compliance Officer (6 month Contract)

Scotiabank - 1,393 reviews - Toronto, ON
Temporary
Trading, operations, sales, audit); Partners, Senior Managers and Senior Officers Qualifying Exam; Chief Compliance Officer Course) and other compliance related...

ORA Specialist

HSBC - 3,941 reviews - Montréal, QC
Officer Approval for Overlimit Account:. May make suggestion to improve service standards. Ensure branch or work area is maintained in accordance with HSBC...

Senior Operations Officer

TD Bank - 2,161 reviews - Toronto, ON
Part-time
A general understanding of market environments and the trading business. Transaction lifecycle for products and businesses supported....

Client Service Supervisor

State Street - 875 reviews - Toronto, ON
Ensure adherence to procedures for privacy and confidentiality that is in line with Corporate Information Security (CIS) standards....

Manager Client Service

State Street - 875 reviews - Toronto, ON
Establish and maintain procedures for privacy and confidentiality that is in line with Corporate Information Security (CIS) standards....

Compliance Officer

Credential Financial Inc. - Vancouver, BC
Professional (PRO) account trading; Error account trading review (IIROC). We currently have a need for a Compliance Officer in our compliance department....

Senior Software Developer

LBMX - London, ON
Design and write software to a professional standard. Reporting to the Chief Technology Officer (CTO), the *Senior Software Developer*....
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Manager, Compliance - RBC Global Asset Management

RBC - 1,258 reviews - Toronto, ON
Review standards and processes to ensure they meet on going, ever changing regulatory requirements. The Compliance team is headed up by the Chief Compliance...

Junior Software Developer

LBMX - London, ON
Design and write software to a professional standard. Reporting to the Chief Technology Officer (CTO), the Software Developer will be responsible for designing,...
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Manager Client Service
State Street - 875 reviews - Toronto, ON
Establish and maintain procedures for privacy and confidentiality that is in line with Corporate Information Security (CIS) standards....
Sponsored
Associate Trust Officer (ATO)
Scotiabank - 1,393 reviews - Toronto, ON
Assets, fee collection, trading activity, distributions to clients/beneficiaries. Service standards regarding proactive contact, central client point of contact...
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Client Service Supervisor
State Street - 875 reviews - Toronto, ON
Ensure adherence to procedures for privacy and confidentiality that is in line with Corporate Information Security (CIS) standards....
Sponsored

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