Trading Standard Officer jobs

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Compliance Officer Investment Counsel

Scotiabank - 959 reviews - Toronto, ON
Interacts directly with Trading and Portfolio Management staff. Confident, personable, professional presence - ability to immediately garner credibility with...

Lead Financial Officer, Global Asset Management

BMO Financial Group - 460 reviews - Toronto, ON
Develop, implement and review a plan to complete all assigned tasks in a timely manner to acceptable quality standards....

Team Lead (Compliance), GRA

HSBC - 3,799 reviews - Vancouver, BC
Shall be responsible for overseeing and ensuring that risk standards are in accordance with the Group Standards Manual (GSM) and appropriate Function...

Chief Technology Officer

TMX Group Inc. - Toronto, ON
Full-time, Permanent
• Experience with low-latency trading systems infrastructure design and operations. The Chief Technology Officer - CTO will report to the CIO and be a key...

Chief Compliance Officer

ACM Advisors - Vancouver, BC
Maintain personal trading and conflicts of interest policy; Ability to be registered as a Chief Compliance Officer with provincial securities regulators;...
Easily apply

Information Security Incident Response Analyst // Analyste –...

Morgan Stanley - 1,514 reviews - Montréal, QC
Support the daily coordination and remediation of information security events with teams that support the Incident Response process and business unit risk...

Senior Business Analyst - Business Technology

Wakefield Canada - Toronto, ON
• Lead / participate in business process redesign initiatives and leverage technology to drive gold standard solutions....

Financial Services Officer or Senior Financial Services Offi...

Prospera Credit Union - 8 reviews - Abbotsford, BC
Full-time, Permanent
Financial Services Officer. Senior Financial Services Officer. Commitment to complete the Financial Services Officer Certification Program within 2 years....

Senior Private Banker

BMO Financial Group - 460 reviews - St. John's, NL
 Adhere to Know Your Customer standards, policies and procedures for the prevention of loss due to fraud, counterfeiting, money laundering, or defalcation;...

Senior Manager, Compliance, HSBC Global Asset Management (Ca...

HSBC - 3,799 reviews - Vancouver, BC
Provide direct support to Chief Compliance Officer. Partner with legal counsel to ensure that business policies, guidelines, standards and procedures are...
Risk Analyst, Officer
State Street - 841 reviews - Toronto, ON
STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment...
Sponsored
Chief Compliance Officer
ACM Advisors - Vancouver, BC
Maintain personal trading and conflicts of interest policy; Ability to be registered as a Chief Compliance Officer with provincial securities regulators;...
Easily apply
Sponsored
Operations Officer
The Bagg Group - 9 reviews - Toronto, ON
$15.85 an hour
Complete work in an accurate, timely and efficient manner while following standard accounting and trading policies as well the financial institutions policies....
Easily apply
Sponsored

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