Trading Standard Officer jobs

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Branch Manager

HSBC - 2,875 reviews - Penticton, BC  +1 location
Officer Approval for Overlimit Account:. Officer Cr Related Maintenance Approval Limit:. Communicates clear objectives, targets, and operational quality...

Capital Markets Operations - FX Derivative Officer (1 year c...

RBC - 305 reviews - Toronto, ON
Very good knowledge of FX Products in general, standard market practices and trading terminology. Outstanding items are investigated and promptly resolved with...

Assistant Manager ORA

HSBC - 2,875 reviews - Campbell River, BC  +1 location
Communicate clear objectives and operational quality standards to the team. HIFC Branch Manager (HBM), Privacy Administrator, Branch Compliance Officer, Health...

Manager, Regulatory Compliance, HSBC Global Asset Management...

HSBC - 2,875 reviews - Vancouver, BC  +1 location
Perform monitoring of trading activity and 2. Provide compliance approval of staff trading, marketing, cross border activities, gift and entertainment....

Compliance Officer

Aerotek Professional Services - 3,215 reviews - Toronto, ON
Communicating with Advisors, Regional Compliance Officers and/or Branch Managers regarding the resolution of non-compliant trading practices;...
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Senior Accounting Officer Global Settlements

Scotiabank - 590 reviews - Toronto, ON
Entering trading activity in BNP, Citibank, Itau, Clearstream and Euroclear on a daily basis. He/she provides customer service in accordance with Scotia Service...

Manager, Compliance - RBC Global Asset Management

RBC - 305 reviews - Toronto, ON
Review standards and processes to ensure they meet on going, ever changing regulatory requirements. This role is subject to the RBC GAM Personal Trading Policy,...

ORA Specialist

HSBC - 2,875 reviews - Richmond, BC
May make suggestion to improve service standards. Ensure branch or work area is maintained in accordance with HSBC standards....

(F/T Term) Senior Service Associate (Kelowna Mission Park Br...

Prospera Credit Union - 4 reviews - Kelowna, BC
Acts as the secondary administration support the Financial Service Officers, Investment Specialists and branch management teams....

Director Portfolio & Relationship Management

Scotiabank - 590 reviews - Toronto, ON
Interaction with internal and external contacts includes Global Banking & Markets senior management, trading and marketing desks, corporate bankers, legal...
Director, Portfolio & Relationship Management
ScotiaBank - 590 reviews - North York, ON
Interaction with internal and external contacts includes Global Banking & Markets senior management, trading and marketing desks, corporate bankers, legal...
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