Regulatory Advisor jobs

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ERP Cloud Functional Specialist
EAInfoBiz Inc. - Toronto, ON
Act as a trusted advisor to clients. Research legislative/ regulatory rules and policies to provide relevant and timely support / expertise to the business,...
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New Business Administrator
IVARI - 17 reviews - Toronto, ON
$19.42 - $29.14 an hour
Be responsible to ensure that rules, guidelines and regulatory requirements are adhered to. The service this position provides influences whether a distributor...
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Manager, Finance
FaithLife Financial - Waterloo, ON
Produce quarterly regulatory reports, other government filings and annual T3 reporting. Understand regulatory compliance requirements of the Finance area and...
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Senior Legislative Advisor

Government of the Northwest Territories - 14 reviews - Yellowknife, NT
$95,589 a year
The Department of Infrastructure is highly decentralized in the delivery of its programs and services and is responsible for territory-wide government programs...

Marketing Assistant

The Bay West Group Inc. - Burlington, ON
Supporting advisor in preparation for client reviews. Assist Advisor in organizing and prioritizing work load....
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Summer Student - Regulatory Affairs

Enbridge - 411 reviews - Calgary, AB
Develop baseline project time estimates for regulatory advisors. Review regulatory notifications for accuracy and completeness and provide assistance with...

Client Service Associate

TD Bank - 4,616 reviews - Greater Sudbury, ON
This position will provide dedicated support to an Investment Advisor (IA) or team of IAs and as required to other branch staff....

Senior Compliance Officer

Echelon Wealth Partners - Toronto, ON
Support advisors with ongoing compliance education and training. Create new client and advisor forms and templates....
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Bilingual CSP

Manulife - 169 reviews - Montréal, QC
Advisor Services Representatives are responsible for providing consistently high quality service responding to telephone and email inquiries from Manulife...

Medical Advisor OR Sr. Medical Advisor, Oncology

Amgen - 882 reviews - Mississauga, ON
Medical Advisor, Oncology. Medical Advisor or Sr. Supports Local regulatory and ethics approvals for development protocols....
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Senior Compliance Officer (Complaints & Investigations)

Scotiabank - 2,631 reviews - Toronto, ON
Perform a detailed analysis including a review of advisor submissions, account documentation, file notes and communicating with clients, advisors and other...

Pooled and Mutual Fund Specialist

Connor, Clark & Lunn Financial Group - Vancouver, BC
Completion of regulatory reporting and tax filings (HST attribution, Pooled Fund Filing, etc.). Connor, Clark & Lunn Financial Group provides investment...
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Advisor, Environment Air

Suncor Energy Services - 419 reviews - Calgary, AB
Interpret regulatory requirements ensuring to add to the project legal registry (PLR) and regulatory compliance tool....
Operations, Compliance & Finance Support - Investment Indust...
Aligned Capital Partners Inc. - Burlington, ON
Provide solutions-based responses to advisor or departmental inquiries. (ACPI) was created with Canada’s best financial advisors in mind....
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Analyst, Real Estate Advisory Group
Duff & Phelps is the premier global valuation and corporate finance advisor with expertise in complex valuation, disputes and investigations, M&A, restructuring...
Wholesaler - Investment Funds (GGAI)
Global RESP Corporation - 5 reviews - Richmond Hill, ON
Comply with all legislative and regulatory requirements; Superior interpersonal and communication skills required to build relationships with financial advisors...