Regulatory Advisor jobs

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Legal Advisor, Litigation and Regulatory Investigations / Co...
BANQUE NATIONALE 112 reviews - Montréal, QC
Ce poste relève du Vice-président, Litiges et Enquêtes réglementaires, Marchés financiers et Gestion de patrimoine (Affaires juridiques, Financière Banque
Sponsored by jobgo.ca - 14 days ago
Software Engineer (HPC)
Aon 952 reviews - Toronto, ON
Aon Benfield, a division of Aon plc is the world’s leading reinsurance intermediary and full-service capital advisor....
Sponsored by Aon - 8 days ago

Advisor (Bingo/Gaming)

Rama Gaming Mississauga - Mississauga, ON
Must be able to work effectively with peers, staff members, and regulatory agency personnel, work weekends and Holidays as well as nights....
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30 days ago - save job - more...

External Wholesaler

Manulife Financial 101 reviews - Toronto, ON
Develop and maintain relationships with the advisors in the territory. Maintain a high level of face-to-face activity in the territory to ensure that Manulife’s...
30+ days ago - save job - more...

Relationship Manager - Agriculture Services

TD Bank 990 reviews - Moose Jaw, SK
Act as advisor on Agriculture solutions that match customer needs. Ensure products and services are sold and operate in a compliant manner minimizing the...
21 days ago - save job - more...

Admissions Advisor / Recruiter

Education Consolidation Corporation - Winnipeg, MB
Career Advisor / Recruiter for Robertson College Winnipeg or Robertson College Online. Reporting to the Campus Director the Career Advisor / Recruiter will be a...
MBjobs.ca - 22 days ago - save job - more...

Compliance Supervisor or Supervisor Trainee (Exchange Traded...

PI Financial Corp. - Vancouver, BC
Print / analyze reports and guide Investment Advisors accordingly. Monitor and review all trading activities to measure compliance with IIROC (Investment...
Workopolis - 5 days ago - save job - more...

Head of Group Compliance

Cay Solutions Limited - Kelowna, BC
$65,000 a year
Experience in managing regulatory inspections; Excellent communications kills including the ability to deal with clients and their advisors and staff of all...
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26 days ago - save job - more...

Manager Client Propositions

HSBC 2,242 reviews - Vancouver, BC
RBWM advisors and clients. Ensure compliance, operational risk controls in accordance with HSBC or regulatory standards and policies;...
14 days ago - save job - more...

Marketing Approvals Coordinator

CI Financial 4 reviews - Toronto, ON
And regulatory guidelines to improve advisor. Advisors – educating advisors and other branch staff. Newsletters, client letters, advisor brochures,....
7 days ago - save job - more...

(F/T Term) Wealth Management Assistant (WM, Langley)

Prospera Credit Union 4 reviews - Langley, BC
Will scan and email file documents to licensed advisors within reason, as required. Creates and maintains all member Wealth Management and life insurance files...
9 days ago - save job - more...

Compliance Analyst (Regulatory Investigations)

Scotiabank 427 reviews - Toronto, ON
The firm, its employees and contracted advisors comply with applicable securities regulatory requirements and internal policies and procedures;...
23 days ago - save job - more...
Advisor - Regulatory Investigations, Financial Markets and W...
BANQUE NATIONALE 112 reviews - Montréal, QC
Ce poste relève du Directeur de section, Enquêtes et demandes réglementaires. Les défis de ce poste sont en lien avec les valeurs mobilières tant au niveau
Sponsored by jobgo.ca - 16 days ago
Fuels Product Quality Lead
Shell 706 reviews - Calgary, AB
Managing fuels regulatory changes. Is currently seeking a Fuels Product Quality Advisor to join our Trading and Supply Fuels PQ team....
Sponsored by Shell - 19 hours ago
Field Safety Advisor
Devon 74 reviews - Jackfish, AB
Great safety advisors help create buy in and provide the tools to the operational team for them to drive the safety program within their teams....
Sponsored by Devon Energy Corporation - 11 days ago
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Company with Regulatory Advisor jobs
706 reviews
We are a global group of energy and petrochemicals companies with around 93,000 employees in more than 90 countries and territories.