Regulatory Advisor jobs

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Financial Planning Networking Seminar, December 14, 2015
Regulatory changes coming to the investment industry. Learn how these changes will impact advisors and clients and why RBC is well positioned to remain highly...
Sponsored by
Investment Funds Advisor, PH&N Investment Services
Investment Funds Advisor. Adhere to all compliance and regulatory requirements to the highest ethical standards....
Sponsored by
Senior Director, Internal Audit Services, Market and Credit...
Knowledge of auditing standards, business processes and regulatory requirements. Understanding of regulatory environment of Banking and Capital Markets....
Sponsored by

Private Banking Associate

CIBC - 588 reviews - Halifax, NS
Monitor diary for upcoming maturities/renewals/expiries and advise the Private Banking Advisor. The Private Banking Associate provides support to one or more...

Manager, Compliance

Sun Life Financial - 257 reviews - Toronto, ON
Develop and present training materials to meet the firm’s regulatory requirements. Support the Fund Monitoring Program and Sub-Advisor Oversight to ensure...

Performance Specialist

Sun Life Financial - 257 reviews - Toronto, ON
Oversee the posting of Advisor facing communications to knowledge management system. The Performance Specialist is responsible for providing an independent...

Mutual Fund Product Manager

Sun Life Financial - 257 reviews - Waterloo, ON
SLGI, CI, Legal & Compliance, CSF Advisors, Distribution & Marketing. In accordance with the Dealer’s regulatory obligations under Mutual Fund Dealers...

Environmental Technician

Vertex - 91 reviews - Fort St John, BC
 Act as a technical advisor and client contact for various projects within Vertex. With these two words, Vertex makes the promise that we will always be...

Clinical Data Coordinator

University Health Network - 53 reviews - Toronto, ON
Staffing Advisor, Human Resources RFE 2nd Floor – Posting # 758682. At least two (2) year experience in some or all of Oncology, Clinical trials, medical...

Senior Manager Client Service and Support

Scotiabank - 654 reviews - Toronto, ON
The Senior Manager, Client Service & Support contributes to the overall profitability and operational efficiency of Advisor Deposit Services by:....

Money Advisor

G&F Financial Group - Vancouver, BC
The Money Advisor maintains and grows the member portfolio by identifying members’ needs and referring them to our business partners as appropriate....

HSE Advisor - Maternity Leave Coverage

TOYO Engineering Canada Ltd. - Calgary, AB
HSE Advisor - (Maternity Leave Coverage). Manage corporate and projects’ environmental, regulatory reporting and record keeping requirements....

Field Safety Advisor

Braun-Valley Associates - Nanticoke, ON
Ensure all required regulatory postings and documents are in place prior to the start of the work or project. Contract – approximately 3 months beginning March...
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Senior Advisor, Human Resources
Pembina - Calgary, AB
Maintain an informed and proactive posture in all matters pertaining to trends in HR policy and practice including ongoing monitoring of industry, legislative...
Sponsored by Pembina Pipeline Corporation
Administrative Assistant - Financial Services
Moss McCabe & Partners Inc. - Mississauga, ON
Entering client trades as directed by client or Advisor. Following up with clients on missing documentation as required per the industry regulatory requirements...
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