Regulatory Advisor jobs

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Licensed Administrative Assistant
Wagner Livock and Associates Financial Services Inc. - Kitchener-Waterloo, ON
$38,000 - $45,000 a year
Support advisor service activity with a service oriented attitude. Managing, maintaining and enhancing established regulatory compliance processes and...
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Senior Compliance Officer
Aligned Capital Partners Inc. - Burlington, ON
$65,000 - $80,000 a year
Primary contact for all assigned advisors. Your knowledge of the IIROC space and ability to understand the regulatory environment is in depth and you will have...
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Advisor, SSER

Pembina - 3 reviews - Whitecourt, AB
Assist in review, development and documentation of field procedures to ensure Pembina’s operational activities meet regulatory and corporate requirements....

Field Collections Advisor - Stockport

Brighthouse Careers - 6 reviews - Stockport, MB
Field Collections Advisor (Driving License Required). Conducting home visits in line with the company collection policy and regulatory requirements....

Field Collections Advisor - Stockpot

Brighthouse Careers - 6 reviews - Stockport, MB
Field Collections Advisor (Driving License Required). Conducting home visits in line with the company collection policy and regulatory requirements....

Advisor-Training

Héma-Québec - 15 reviews - Montréal, QC
ROLE AND RESPONSIBILITIES Reporting to the Director-Regulatory Training and Skills Development, you are required to analyze the training and development needs...

Investment Advisor

Global RESP Corporation - 5 reviews - Greater Toronto Area, ON
(“GMCI”) is looking for an Investment Advisor who is passionate about growing their business in an entrepreneurial environment which fosters its success from...

Policy Advisor, Oil Sands

Government of Alberta - 137 reviews - Edmonton, AB
$72,444 - $94,964 a year
As the Policy Analyst, you will assist with development and evaluation of the policy and regulatory framework for Alberta's Oil Sands Emission Limit and the...

MONEY ADVISOR

G & F Financial Group - Burnaby, BC
What does a Money Advisor do? Of G&F's policies and the regulatory environment to ensure. The Money Advisor position is the core to the G&F member....

Analyst, Corporate Finance

DUFF AND PHELPS, LLC - 33 reviews - Toronto, ON
Compliance and regulatory consulting. Absent of a market-clearing mechanism, where advisor independence is paramount,....

Private High School Coordinator

Willowdale Toronto High School - Toronto, ON
Responsible for ensuring School’s and regulatory procedures are followed accurately and in a timely manner including student immigration requirements and...
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Manager of Compliance, Audit

Richardson GMP - Toronto, ON
Book reviews (spot audits) of Investment Advisors identified as higher risk; The full time position of Manager of Compliance, Audit is responsible for...
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Compliance Officer (Mutual Funds)
Global RESP Corporation - 5 reviews - Richmond Hill, ON
Assisting the CCO with regulatory audits and requirements; Assisting CCO for ad hoc projects and regulatory requirements....
Senior Advisor, Regulatory
Pembina - 3 reviews - Calgary, AB
The Regulatory Advisor provides expertise and guidance to project teams in team meetings and guidance to other regulatory team members who are focused on...
MONEY ADVISOR
G & F Financial Group - Burnaby, BC
What does a Money Advisor do? Of G&F's policies and the regulatory environment to ensure. The Money Advisor position is the core to the G&F member....