Regulatory Advisor jobs

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Compliance Officer - Complaints

Fundex Services Financiers inc. - Vaughan, ON
(“ACCO”) the Compliance Officer - Complaints will be primarily responsible for investigating and responding to client complaints and regulatory requests...
Industrial Alliance - 19 days ago - save job - block - more...

Lead Regulatory Advisor

SEMCAMS - Calgary, AB
CAMS is currently looking for an experienced Lead Regulatory Advisor. Reporting to our In-House Counsel, this position will work closely with the engineering...
Workopolis - 2 days ago - save job - block - more...

Junior Investment Advisor

Banque Scotia 9 reviews - Lachine, QC
You will be trained and taken under the wing of some of the top advisors and professionals in the industry....
5 days ago - save job - block - more...

Compliance Analyst (Complaints & Investigations Administrato...

Scotiabank 386 reviews - Toronto, ON
• the firm, its employees and contracted advisors comply with applicable securities regulatory requirements and internal policies and procedures;....
5 days ago - save job - block - more...

Asset Integrity Maintenance Supervisor

Suncor Energy 126 reviews - St. John's, NL
Interface with Production and Vessel groups, and Environment, Health & Safety (EH&S) Advisors to ensure all maintenance activities are performed safely with...
8 days ago - save job - block - more...

VP of Finance

Cardiome - Canada
Lead a global finance team with ultimate responsibility for all aspects of financial reporting, financial management, risk manangement, treasury, and regulatory...
1 day ago - save job - block - more...

Financial Advisor, Small Business

CIBC 341 reviews - Brampton, ON - +5 locations
Imagine working as a Financial Advisor dedicated to helping small business customers achieve their personal and business goals....
11 hours ago - save job - block - more...

Junior Database Administrator

RPM Technologies - Toronto, ON
We offer product record keeping and distribution systems supporting a full range of investments, accounts, and regulatory bodies....
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7 days ago - save job - block - more...

Mortgage Advisor-- Regina and Area

CIBC 341 reviews - Regina, SK
By empowering Mortgage Advisors, we strive to greatly enrich their careers. We also encourage ongoing development through comprehensive in-class and online...
5 days ago - save job - block - more...

Branch Operations Assistant

Scotiabank 386 reviews - Edmonton, AB - +1 location
Leod offers full-service advice and a full spectrum of investment products and services through 750 advisors to over 150,000 households across Canada....
6 days ago - save job - block - more...
Commodity Trading Manager
TAHO Capital Management - Toronto, ON
and commodity trading advisors. Through an applied... work to ensure that the firm complies with all regulatory obligations and foster an environment directed...
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Sponsored by TAHO Capital Management - 30+ days ago
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