Regulatory Advisor jobs

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Derivative Analyst
RP Investment Advisors LP - Toronto, ON
Keeping abreast of and coordinating the implementation of regulatory requirements related to collateral management and derivative operations....
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Regulatory and Compliance Advisor
Kelly Services - Calgary, AB
Experience working with Regulatory Agencies and processes. Minimum 5 years’ experience in a regulatory or legal compliance role....
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AVP and Senior Counsel
Have experience with insurance and/or securities regulatory matters - in particular with respect to market conduct and sales practices issues....

Investment Advisor

BlueShore Financial - 3 reviews - North Vancouver, BC  +1 location
Keeps Financial Advisor apprised of any client interactions and changes. Must be registered (in good standing) Investment Industry Regulatory Organization of...
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Strategic Advisor

National Research Corp - Markham, ON
The Strategic Advisor is responsible for client retention across our largest and most influential clients with an emphasis on engagement at the C-suite level....

Contracts Attorney

Tasktop Technologies - Vancouver, BC
Maintaining corporate governance documents and managing regulatory and other administrative filings. Ability to effectively interact with all levels and...
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Regional Administrative Assistant

MD Financial Management Inc. - Regina, SK  +1 location
MD Financial Management’s Advisors work on salary, not commission - without incentives to sell any particular product, our Advisors provide objective advice...

Health and Safety Advisor (2 Positions)

New Gold - 7 reviews - Fort Frances, ON
Maintain and operate industrial hygiene equipment to ensure compliance with company and regulatory requirements....

Branch Administrator

Assante Capital Management Ltd. - Huntsville, ON
Deal with clients, on an as needed basis, when Advisors, and/or Branch Manager are not available. In addition, the successful candidate will also be required to...
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G & F Financial Group - Burnaby, BC
Money Advisor do? Knowledge of G&F's policies and the regulatory environment. The Money Advisor position is the core to the G&F member experience....

HSE Advisor

Black & McDonald Limited - 77 reviews - Vancouver, BC
The HSE Advisor will ensure proper application and use of Black & McDonald's Safety Management System. Ensure emergency response plans are in place and aligned...

Collaborative Practice Leader

St Joseph's Health Centre - 12 reviews - Toronto, ON
Acts as a liaison with the regulatory Colleges, Educational institutions and professional associations for information and scope of practice, professional...

Order Entry Specialist

Great West Life - 141 reviews - London, ON
Reviewing transactions entered by advisors. Understanding the mutual fund industry, regulatory guidelines, Quadrus and fund company business processes....
Policyholder Tax Specialist
IVARI - 17 reviews - Toronto, ON
The role requires interaction with different levels of internal stakeholders, regulatory bodies, Financial Advisors, policyholders and industry groups....
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Regulatory Advisor
In the Advisor role, you will be responsible for reviewing, analyzing and processing applications filed with the OEB to ensure adherence and consistency with...
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