Regulatory Advisor jobs

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Associate Supervisory Manager

Sun Life Financial - 337 reviews - Montréal, QC
Understanding of commission arrangements, advisor contracts, and the code of business practice for advisors. Compliance training and consulting for advisors, FC...

Account Manager

Intelex Technologies - 2 reviews - Toronto, ON
ISO 9001, ISO 14001 and OHSAS 18001) and regulatory requirements. Achievement oriented and motivated by exceeding your monthly/quarterly/yearly business goals...
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Technical Training Officer – Signals

Canadian National Railway - 174 reviews - Winnipeg, MB
Support training material development working with a Training Advisor. Evaluate employee progress and ensure compliance with regulatory and company policies and...

General Manager, Banking Centre

CIBC - 1,255 reviews - Vancouver, BC  +8 locations
Lead and coach a high performing sales team of Sales Leaders, Advisors, and Financial Service Representatives to deepen client relationships and consolidate...

Branch Office Administrator-Vernon,BC- Branch 76150

Edward Jones - 546 reviews - Vernon, BC  +8 locations
Assisting the Financial Advisor in managing the branch office to exceed firm, client and regulatory expectations includes:....

Public Market Investments Compliance Manager

CPP Investment Board - Toronto, ON
Thorough knowledge and understanding of the investment industry, relevant regulatory and compliance best practices applicable to CPPIB’s global activities....

Financial Controller

RHN Chartered Professional Accountants - Richmond, BC
Coordinate the preparation of regulatory reporting. In summary, you are the right-hand of the Managing Director and the financial and business advisor to the...
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Human Resources Business Partner

The Economical Insurance Group - 8 reviews - Waterloo, ON
You’re a trusted advisor for senior leaders across all aspects of HR including employee relations, recruitment and staffing, compensation, talent review,...

Senior Compliance Officer, BMO Private Banking

BMO Financial Group - 471 reviews - Toronto, ON
Regulatory Compliance Risk Assessment (RCRA). Support LoB with various regulatory initiatives which may impact BPICI....

Senior Manager Audit II

HSBC - 3,865 reviews - Vancouver, BC
An independent professional advisor who proactively engages and provides value-added expertise and advice to stakeholders and team members....
Fleet Safety Advisor (Transit)
Region of Waterloo - 9 reviews - Waterloo, ON
$68,323 - $85,394 a year
And interprets, implements, and communicates corporate and regulatory policies. Administers the transit fleet safety program and vehicle and equipment operator...
Chief Compliance Officer
ACM Advisors - Vancouver, BC
ACM Advisors Ltd. Regulatory filings (Provincial Securities Commissions, OBSI, FICOM, FSCO etc.); (“ACM”) provides fixed income investment solutions and...
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Executive Director
Council of Alberta University Students - Edmonton, AB
$40,000 a year
Possesses sound judgment, excellent political acumen, and comprehensive knowledge of the public policy environment concerning PSE-related legislative and...
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