Compliance jobs

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Technical Services Specialist- Electronic Access
Allegion - 38 reviews - Calgary, AB
Maintain awareness of all policies, guidelines and procedures to ensure compliance with product standards. Technical Services Specialist- Electronic Access....
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AML Compliance Manager - Vice-President
State Street - 988 reviews - Toronto, ON
Provide regular reporting to Chief Compliance Officers in Canada; Adherence to Corporate Compliance AML and local policies and procedures;...
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Manager, Private Vocational Institutions Office

Manitoba Government - 6 reviews - Winnipeg, MB
$62,754 - $78,868 a year
This position has a strong focus on consumer protection and compliance with the Acts and accompanying regulations, while providing guidance and direction to...

Analyst - Market Assessment & Compliance

IESO - 3 reviews - Upper, ON
Temporary
As part of this mandate, RSIA is also responsible for auditing market participants’ compliance with these standards....

Compliance Officer

Blue Chip Recruiting Ltd. - Calgary, AB
Compliance reviews of branches, sub-branches, and Advisors; Provide advice and guidance to Advisors with respect to compliance matters....
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Senior/Lead Consultant--Compliance

QCR Services Inc. - Mississauga, ON
Prioritizing and managing compliance projects. The role specifically prioritizes, plans, organizes and executes projects related to quality and compliance of...
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National Manager, Operations Risk & Compliance

RBC - 1,394 reviews - Toronto, ON
Reporting to the National Director Operations, Private Banking, you will act as a national market risk and compliance ‘centre of expertise’....

Head of Retail Compliance

BMO Financial Group - 534 reviews - Toronto, ON
Other compliance groups and US Retail Brokerage compliance officers, (best practice methodology alignment; Line Compliance issues management;...

Branch Audit Officer

Investment Planning Counsel - 3 reviews - Mississauga, ON
Prepare & Deliver Compliance Training. Interview representatives/branch managers to detect potential compliance issues....
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Student Activity Coordinator

CreativeWorks Marketing - Markham, ON
Part-time
Ensure activities are in compliance with standards and guidelines. Love giving out SWAG, planning events and hanging out with college students?...
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Compliance Analyst

Manulife Financial - 231 reviews - Waterloo, ON
The Compliance Analyst interacts with management, legal counsel, Divisional Compliance and internal audit. And other regulatory compliance functions....

VICE-PRESIDENT, FINANCING & CONSULTING, Newfoundland & Labra...

Business Development Bank of Canada - 3 reviews - Newfoundland and Labrador
Ensure accountability for compliance to business rules, policies and procedures in all aspects of the life of a loan (business development, underwriting,...
Compliance Officer
Personal Care Products - Toronto, ON
A global personal care company is currently seeking a Compliance Officer to manage the day-to-day compliance activities of the organization....
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Software Architect
Solid working experience of architecting and designing for multiple software projects, especially Android architecture compliance, performance tuning and...
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Legal & Compliance Specialist
Keyspire - 4 reviews - Cambridge, ON
Keyspire requires an energetic, motivated and career-minded Legal and Compliance Specialist. Identify and analyze legal, compliance and insurance issues,...
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