Managed Futures Compliance Partner
TBD inc. - Greater Toronto Area, ON

Young trader seeks partner to support minimum compliance and proficiency requirements associated with registration with the Ontario Securities Commission to turn current (friend & family) managed futures accounts and leads into fee paying clients. The partner will be expected to supervise trading activities to whatever extent they need to, in order to act as a reference for a CFA candidate who has passed the third exam of the CFA program.

This opportunity presents optional room for participating in marketing, sales, automated trading tool development, custom research, automated analytics, and other duties associated with growing a small business.

Minimum Requirements

  • Charter holding member of the CFA institute, in good standing.
  • Able to meet OSC proficiency and registration requirements.


  • Equity & Options on Equity of a closely held private company
  • Negotiable Milestone Based Bonuses (Eg. Registration Complete)

The partner will be expected to work from home. Any compliance or ethical requirements requiring physically seeing the corporate headquarters, or trading activities, the partner must be willing to travel to a suburb in a residential community just outside the Greater Toronto Area.

Indeed - 15 months ago - save job - block
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