Senior Auditor
Robertson & Company Ltd. - Toronto, ON

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Senior Auditor, Internal Audit
$65 – 70K + bonus + comprehensive package

Position Overview:
The Senior Auditor, Internal Audit conducts audits in accordance with Internal Audit Review policies, practices and standards to identify areas of risk to the company. Actively participates in the planning and execution of audits to ensure appropriate internal controls exist and regulatory requirements are met. Plans and manages smaller audits, including providing direction and guidance to Auditors. The incumbent consults with business representatives to obtain in-depth understanding.

Responsibilities:

  • Participates in audit planning activities including consulting with the business to collect background information and documentation to conduct field work as well as support the assessment of risk, determine the scope of the audit and develop a comprehensive testing plan
  • Conducts risk-focused audits in accordance with Internal Audit Review policies, practices and standards

Performs testing of key controls and protocols to determine whether the controls are operating effectively and identify significant control weaknesses

  • Documents audit findings and test results, exercising judgment to analyze results in preparing working papers which record and summarize audit data and adequately support audit findings and conclusions
  • Communicates audit results and provides specialized business advice to Business Unit Management such as policy and process recommendations and best practices; on occasion may escalate audit concerns to Internal Audit Management to ensure high risk issues are resolved
  • Liaises with internal and external stakeholders including Internal Audit staff, auditors of parent companies and clients to maintain effective communication and support the ongoing mitigation of any audit risks and areas of exposure
  • Manages small audits and provides direction and advise to Auditors to ensure recommendations are relevant and comprehensive, and enhance internal controls or operational efficiency for situations where exceptions are identified through testing
  • Researches emerging audit and risk related issues, trends and methodologies to assess impact on changing business, and maintains knowledge of internal business operations and internal controls to conduct high quality audits and provide relevant and realistic recommendations

Qualifications:

  • University degree with concentration in Finance, Accounting or Business
  • CA, CPA, CIA or CRMA designation preferred
  • 2 - 5 years progressive experience within audit; some exposure to IT Audit
  • Knowledge of securities industry and custody services or financial services
  • Strong communication skills (verbal and written)

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About this company
Robertson & Company currently operates in eight Canadian locations. Our business is divided both by industry and by function. In...