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Compliance Officer
Monitoring and Reporting on Compliance:. Submit monthly or other reports based on monitoring as directed by the Senior Manager of Compliance or the Chief...
Regulatory Analyst
IFDS Group - 3.73 reviews - Toronto, ON
Ensure operational readiness and compliance to policies and procedures. The Regulatory Analyst will be a subject matter expert in regulatory/legal/tax...
Compliance Officer, Investment Counsel
Provides compliance approvals, or assesses requests for approval and makes recommendations to Compliance management....

Compliance Officer, Complaints and Investigations

CI Investments Inc - Toronto, ON
We are currently seeking a Compliance Officer, Complaints and Investigations to join our AWM Compliance team. Compliance Officer, Complaints and Investigations....

Compliance Manager

Capital Group - 4.0110 reviews - Toronto, ON
The Compliance Manager will work in partnership with the Chief Compliance Officer to ensure compliance with internal policies, processes and applicable...

Senior Audit Manager - Regulatory Compliance

RBC - 4.0391 reviews - Toronto, ON
Regulatory compliance designation or license; Develop/maintain up to date and comprehensive Regulatory Compliance (excluding AML) Audit Programs to guide the...

Complaints Officer & Internal Investigations

Qtrade Financial Group - Toronto, ON
5 years’ experience in compliance, risk management or internal investigations. Reporting to the, Chief Compliance Officer, this role will be responsible for...
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Manager, Privacy & Confidentiality

Deloitte - 4.02,377 reviews - Toronto, ON
Assist the firm's compliance efforts with Canadian Anti Spam Law (CASL). Provide recommendations on developing and enhancing processes, procedures and/ or...

Quality Control Chemist

Apotex - 4.031 reviews - Toronto, ON
Performs all work in accordance with all established regulatory and compliance and safety requirements. Apotex is the largest Canadian owned pharmaceutical...

Manager, Internal Control Compliance (ICC)

Loblaw - 3.61,003 reviews - Brampton, ON
Reporting into the Senior Manager, ICC, this position is responsible for managing the effective execution and evaluation of Business Cycle Controls (BCC) as...

Senior Manager, Regulatory Compliance

TD Bank - 3.81,956 reviews - Toronto, ON
Produce and manage departmental budgets Job Requirements Skills and Experience: Strong expertise and familiarity with regulatory legislations and

Compliance Consultant (8-12 month contract)

iA Clarington Investments - 4.03 reviews - Toronto, ON
Reporting to the AVP, Compliance the Compliance Consultant is responsible for managing aspects of the IA Clarington Compliance program....

Compliance Specialist

EY - 4.12,283 reviews - Toronto, ON
Compliance Specialist Key Responsibilities:. Compliance Specialist Skills and Qualifications:. We are looking for a Compliance Specialist:....
System Administrator, Business Technology
LoyaltyOne - 3.125 reviews - Toronto, ON
Provide maintenance and patching of environments for security, compliance and stability. System Administrator, Business Technology....
AML Specialist
IFDS Group - 3.73 reviews - Toronto, ON
Closely with Management and Compliance to ensure Lux 12-02 AML requirements are. Apply ongoing control functions keeping up compliance with regulatory aspects...

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Company with Compliance jobs
Scotiabank is the first Canadian company to be named to the “World’s Best Multinational Workplaces” list in 2014 by the Great Place to Work®