Compliance Officer jobs in Stouffville, ON

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Compliance Officer (Mutual Funds)
Global RESP Corporation - 5 reviews - Richmond Hill, ON
Chief Compliance Officer (CCO). The role of the Compliance Officer is to identify, assess, advice on, communicate, monitor and report on the member’s compliance...
Compliance & Privacy Analyst
Bank of China (Canada) - Markham, ON
Senior Compliance Officer & Privacy Officer. The Compliance & Privacy Analyst will be an integral part of the Legal and Compliance Department (“LCD”),...
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Senior Service Operations Manager Canada – Fire Domain
Johnson Controls - 3,679 reviews - Mississauga, ON
Identifies safety issues and hazards and notifies corporate safety officer of those conditions that require corrective actions. What you will do....

Compliance Officer

Worldsource Wealth Management Inc. - Markham, ON
Director, Compliance or Head of Compliance. The Compliance Officer will be a key member of the Compliance Department, having direct supervisory responsibilities...
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Compliance Officer

TeamMax Investment Corp. - Markham, ON
Conduct other tasks as assigned by the Chief Compliance Officer. The Compliance Officer provides key support to the Compliance Department in fulfilling its...
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Compliance Officer

BMO Financial Group - 1,391 reviews - Toronto, ON
The compliance officer will work directly with compliance and business partners and varying levels of management....

Compliance & Privacy Analyst

Bank of China (Canada) - Markham, ON
Senior Compliance Officer & Privacy Officer. The Compliance & Privacy Analyst will be an integral part of the Legal and Compliance Department (“LCD”),...
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AVP, Compliance

Invesco - 237 reviews - Toronto, ON
Compliance Department Program:. The Assistant Vice President, Compliance works closely with the Invesco Canada Chief Compliance Officer (“CCO”) and is a senior...

Compliance Officer

Credential Financial Inc. - 3 reviews - Toronto, ON
We are looking for a *Compliance Officer*. Providing compliance support and guidance to internal partners. Experience in in compliance role with an investment...
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Compliance Officer - Investment Division

Manulife Financial - 304 reviews - Toronto, ON
Cross-train and provide back-up to other Compliance Officers as required. Reporting to the Manager Investment Compliance, the Compliance Officer is responsible...

Operations Officer

TD Bank - 4,316 reviews - Toronto, ON
Meet quality and compliance standards and take measures to achieve bank team targets. Ensuring efficient and effective delivery of services and solution in...

Compliance Officer - Complaints & Investigations

Richardson GMP - Toronto, ON
Position Overview Manage complaint files, investigations and regulatory requests and prepare correspondence as required. The individual must demonstrate...
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Institutional Compliance Officer

Canaccord Genuity Corp. - Toronto, ON
Institutional Compliance Officer, Compliance – Toronto – Job # 5163. Our Canadian operation, Canaccord Genuity Corp., is expanding their Institutional...
Controller
Aramark - 10,394 reviews - Toronto, ON
Ensures compliance with company policies and procedures. As an Officer of the company performs such duties as required of an officer including being an...
Compliance Officer
Yorkville Asset Management Inc. - Toronto, ON
Ensure compliance requirements,as documented in the compliance manual, are satisfied. Reporting to the Chief Compliance Officer and the Director of Compliance,...
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