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Compliance Officer (Mutual Funds)
Global RESP Corporation - 5 reviews - Richmond Hill, ON
Chief Compliance Officer (CCO). The role of the Compliance Officer is to identify, assess, advice on, communicate, monitor and report on the member’s compliance...
Compliance Manager
Baskin Wealth Management - Toronto, ON
$100,000 - $125,000 a year
The Compliance Manager will report to the Chief Compliance Officer and will be responsible for:. Wealth Management Compliance:....
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Senior Compliance Officer
Aligned Capital Partners Inc. - Burlington, ON
$65,000 - $80,000 a year
Participate in Compliance Onboarding phone calls. Participate in various compliance projects and initiatives....
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Compliance Officer

Scotiabank - 2,485 reviews - Toronto, ON
Submit monthly or other reports based on monitoring as directed by the Senior Manager of Compliance or the Chief Compliance Officer....

Compliance Officer, Research and Registration

GMP Securities L.P. - Toronto, ON
Compliance Officer, Research and Registration *LOCATION:. We are currently seeking a Compliance Officer, Research and Registration, to join our Compliance team....
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Audit Compliance Officer

BMO Financial Group - 1,420 reviews - Toronto, ON
Compliance Director, the Audit and Compliance Officer provides. & Compliance Officer works directly with the Audit & Compliance team as....

Associate Compliance Officer

BMO Financial Group - 1,420 reviews - Toronto, ON
The Compliance Management Professional, LCCG assists the Capital Markets Compliance management in the effective implementation, maintenance and administration...

Compliance Officer, Surveillance

CI Investments Inc - Toronto, ON
Compliance Officer, Surveillance. We are currently seeking a Compliance Officer, Surveillance to join our Compliance team....

Compliance Officer (Mutual Funds)

Global RESP Corporation - 5 reviews - Richmond Hill, ON
Chief Compliance Officer (CCO). The role of the Compliance Officer is to identify, assess, advice on, communicate, monitor and report on the member’s compliance...

Compliance Officer- Complaints and Investigations

iA Securities - Montréal, QC
The Director of Compliance, is looking for a Compliance Officer- Complaints and Investigations for it's Montreal's team....

Regional Compliance Officer, Permanent, Calgary

BFL Canada - 9 reviews - Calgary, AB
YOUR DAY AS A REGIONAL COMPLIANCE OFFICER. BFL CANADA is looking for a Regional Compliance Officer for its Calgary Office!...

Compliance Officer

Parq Vancouver - Vancouver, BC
The Compliance Officer primary responsibility is to lead and oversee Parq Vancouver’s compliance activities; Minimum of four years’ experience as a Compliance...
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Compliance Officer (Vancouver or Toronto)

Credential Financial Inc. - 3 reviews - Toronto, ON
We are looking for a *Compliance Officer*. Providing compliance support and guidance to internal partners. Experience in in compliance role with an investment...
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Compliance & Privacy Analyst
Bank of China (Canada) - Markham, ON
Senior Compliance Officer & Privacy Officer. The Compliance & Privacy Analyst will be an integral part of the Legal and Compliance Department (“LCD”),...
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Compliance Officer - 3 Days/Week, 1-Year Contract
Engineers and Geoscientists BC - Burnaby, BC
As the Compliance Officer, your responsibilities will include:. The part-time Compliance Officer (1 year contract) reports to the Investigation Manager in the...
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