Compliance Officer jobs

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Chief Compliance Officer
Pinnacle Wealth Brokers Inc. - Calgary, AB
the role of Chief Compliance Officer within our team... compliance management or legal role, have completed the Chief Compliance Officer Course, and meet all...
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Sponsored by Pinnacle Wealth Brokers Inc. - 30+ days ago
Director, Risk Management
Meridian Credit Union 9 reviews - St. Catharines, ON
Supports the Vice President and the Chief Risk Officer in the oversight of Meridian’s Enterprise Risk... policies to ensure compliance and consistency across...
Sponsored by Meridian Credit Union - 30+ days ago

Compliance Officer

Government of Alberta 39 reviews - Edmonton, AB
$64,450 - $84,537 a year
will use your expertise in provincial, national and international legislation to provide interpretations and advice on the application and compliance with the...
10 hours ago - save job - block - more...

Officer, Compliance

BMO Financial Group 66 reviews - Toronto, ON
Reporting to the Director, Privacy Office, the Privacy Officer is responsible for providing specialized privacy advice to ensure that BMOFG Privacy principles...
8 days ago - save job - block - more...

Compliance Officer

TD Bank 907 reviews - Toronto, ON
Update and send through the Information Barriers Compliance System the Restricted Lists for trading and research....
1 day ago - save job - block - more...

ORA Specialist - (compliance) (audit) (operations)

HSBC Bank Canada - Edmonton, AB
- A Branch Compliance Officers Course offered by Investment Funds Institute of Canadian Bankers....
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5 days ago - save job - block - more...

Compliance Officer II, CBA Compliance Monitoring

TD Bank 907 reviews - Toronto, ON
Executing various monitoring procedures designed to validate regulatory compliance with applicable regulatory requirements....
8 days ago - save job - block - more...

Compliance Officer

Harbourfront Wealth Management - West Vancouver, BC
COMPLIANCE OFFICER – West Vancouver, B.C. Harbourfront is a private firm owned exclusively by senior level investment advisors and upper management....
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7 days ago - save job - block - more...

Specialized Services Officer, RBC Wealth Management - Toront...

RBC 210 reviews - Toronto, ON
point for other team members for the applicable policy, process & procedure to support client first & adherence to operational risk, compliance & AML...
7 days ago - save job - block - more...

Branch Compliance Manager

Qtrade Financial Group - Vancouver, BC
IIROC Branch Manager / Compliance Officer. Qtrade Financial Group provides comprehensive brokerage and wealth management platforms, services and solutions to...
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7 days ago - save job - block - more...

Investigations Officer

CIBC 342 reviews - Montréal, QC
The Investigations Officer, Quebec Business Contact Centre (QBCC) is accountable for resolving client inquiries related to missing deposits and errors posted to...
2 days ago - save job - block - more...

Director, Reg. Compliance

Sun Life Financial 175 reviews - Toronto, ON
Reporting to the Assistant Vice-President, Regulatory Compliance and Money Laundering Reporting Officer (“the AVP”), the Director, Regulatory Compliance (“the...
12 days ago - save job - block - more...
Anti-Money Laundering Reporting Officer Vice President Chang...
BMO Financial Group 66 reviews - Toronto, ON
Laundering Reporting Officer (AMLRO) Vice President... management strategies and plans, ensuring compliance with bank policies and procedures and corporate...
Sponsored by BMO Financial Group - 13 days ago
Environmental Coordinator
confidential - Toronto, ON
$58,000 - $65,000 a year
to support Legal Compliance, Pollution Prevention... citations or work orders issued by inspectors / officers* Work with the departmental Environmental, Health...
Sponsored by Jobomas - 8 days ago
Senior Manager, Compliance, NBCN / Directeur principal, Conf...
BANQUE NATIONALE 100 reviews - Québec City, QC
Vice President and Chief Compliance Officer, the incumbent will manage and execute the compliance program... Desk compliance program and the AML/ATF compliance...
Sponsored by jobgo.ca - 5 days ago

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