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Compliance Officer
Scotiabank - 830 reviews - Toronto, ON
Submit monthly or other reports based on monitoring as directed by the Senior Manager of Compliance or the Chief Compliance Officer....
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Compliance Officer, Investment Counsel
Scotiabank - 830 reviews - Toronto, ON
Provides compliance approvals, or assesses requests for approval and makes recommendations to Compliance management....
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Director Treasury
Catalyst Paper - Lower Mainland, BC
$160,000 - $180,000 a year
Management of client credit risk exposures in compliance with company credit policy and adjudication procedures....
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Compliance Officer, Complaints and Investigations

CI Investments Inc - Toronto, ON
Compliance Officer, Complaints and Investigations. We are currently seeking a Compliance Officer, Complaints and Investigations to join our AWM Compliance team....

Compliance Officer - Asset Management Compliance

CIBC - 1,162 reviews - Montréal, QC
Reporting to the Director, the Compliance Officer provides independent oversight of compliance with laws and regulations applicable to the CIBC Asset Management...

Compliance Officer

Real Estate Council of BC - Vancouver, BC
With the goal of increasing its investigatory capacity and expertise, the Council is now seeking to grow its compliance team with the addition of a new...
Easily apply

Compliance Officer

Bedrocan Canada - Scarborough, ON
The Compliance Officer will work within the Quality and Compliance Department within Bedrocan Canada. The Compliance Officer will be responsible for maintaining...
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Complaints Officer & Internal Investigations

Qtrade Financial Group - Toronto, ON
Registered Designated Complaints Officer. Reporting to the, Chief Compliance Officer, this role will be responsible for administering the components of the...
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Information Security Officer

Wawanesa - 58 reviews - Winnipeg, MB
Information Security Officer (Senior Information Security Specialist). Assists with the management and monitoring of 3rd party information security compliance....

Business Conduct Compliance Examiner

Investment Industry Regulatory Organization of Can... - 4 reviews - Toronto, ON
Business Conduct Compliance. Business Conduct Compliance Examiner. Canadian Securities Course, Examination based on the Conduct and Practices Handbook for...

Compliance Officer – HollisWealth Retail Compliance

Scotiabank - 830 reviews - Toronto, ON
Participates in special projects requiring specialist compliance input and expertise, such as Compliance Manual reviews/updates....

Case Assessment Officer

Investment Industry Regulatory Organization of Can... - 4 reviews - Toronto, ON
Case Assessment Officer. The Case Assessment Officer (CAO) has an important role in fulfilling IIROC’s investor protection mandate....

Compliance Analyst, Canada

AIG - 849 reviews - Toronto, ON
Full-time, Permanent
The Compliance Analyst will assist the Chief Compliance Officer, Canada, in the implementation, monitoring and analyzing of the company’s compliance program to...
Compliance Officer - HollisWealth Retail Compliance
Scotiabank - 830 reviews - Toronto, ON
Participates in special projects requiring specialist compliance input and expertise, such as Compliance Manual reviews/updates....
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Client Operations Associate
State Street - 788 reviews - Toronto, ON
Déclaration Marketing Région Our Company State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional
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Company with Compliance Officer jobs
Scotiabank is the first Canadian company to be named to the “World’s Best Multinational Workplaces” list in 2014 by the Great Place to Work®