Compliance Officer jobs

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Compliance Officer (Mutual Funds)
Global RESP Corporation - 5 reviews - Richmond Hill, ON
Chief Compliance Officer (CCO). The role of the Compliance Officer is to identify, assess, advice on, communicate, monitor and report on the member’s compliance...
Compliance Officer
Absorb Software Inc. - Calgary, AB
The Compliance Officer will report directly to the VP, Operations. The Compliance Officer will be responsible for the evaluation, implementation, and...
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Senior Compliance Officer
GP Wealth Management Corporation - Mississauga, ON
Senior Compliance Officer*. Identifying and recommending necessary changes to compliance policies and procedures to improve adherence to compliance requirements...
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Compliance Officer

BMO Financial Group - 1,370 reviews - Toronto, ON
The Compliance Officer also provides education, guidance and support to our business partners in regards to compliance related matters....

Compliance Officer

AIG - 2,159 reviews - Toronto, ON
Reporting directly to the Chief Compliance Officer, the Compliance Associate will ensure AIG Canada’s compliance with internal policies and procedures, and...

Compliance Officer, Capital Markets Compliance - Advisory

RBC - 2,042 reviews - Toronto, ON
Arrange recurring and ad hoc meeting with Desk Heads and Business Heads to provide compliance updates and escalate risks and compliance issues, as required....

Compliance Officer, Surveillance

CI Investments Inc - Toronto, ON
Compliance Officer, Surveillance. We are currently seeking a Compliance Officer, Surveillance to join our Compliance team....

Compliance Officer - Complaints & Investigations

Richardson GMP - Toronto, ON
Position Overview Manage complaint files, investigations and regulatory requests and prepare correspondence as required. The individual must demonstrate...
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Compliance Officer- Complaints and Investigations

iA Securities - Montréal, QC
The Director of Compliance, is looking for a Compliance Officer- Complaints and Investigations for it's Montreal's team....

AML Compliance Officer, Canada

Citi - 11,287 reviews - Toronto, ON
Our Compliance team is currently seeking an AML Compliance Officer. Compliance and Control. Fulfill the requirements of the role of Anti Money Laundering...

Compliance Officer

Credential Financial Inc. - 3 reviews - Vancouver, BC
We are looking for a Compliance Officer who will ensure that all the companies of Credential Financial Inc....

Senior Compliance Officer

BMO Financial Group - 1,370 reviews - Toronto, ON
As a member of the BMO Private Banking National Office Compliance team supporting BMO Trust Company, the Senior Compliance Officer, Compliance & AML, carries...

Manager, Compliance and Registrant Regulation Branch

Ontario Securities Commission - 6 reviews - Toronto, ON
Compliance and Registrant Regulation Branch. The branch consists of several multi-disciplinary teams that include professional staff (Chartered Professional...
Mortgage Fulfillment & Compliance Specialist
Mortgage Wellness - Barrie, ON
Characteristics of a Compliance Officer*. Our Underwriting Compliance Specialist will be organized, ambitious and a knowledgeable self-starter....
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Compliance Officer
Yorkville Asset Management Inc. - Toronto, ON
Ensure compliance requirements,as documented in the compliance manual, are satisfied. Reporting to the Chief Compliance Officer and the Director of Compliance,...
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