Compliance Officer jobs

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Compliance Officer
Yorkville Asset Management Inc. - Toronto, ON
Update compliance manual. Ensure compliance requirements, as documented in the compliance manual, are satisfied....
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ATIP Officer
Athena Personnel - Gatineau, QC
Compliance within the institution. C) monitor compliance with electoral legislation; For EC compliance with ATIP legislation and TBS requirements....
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Vice President, Finance and Operations
Donaldson & James - Cambridge, ON
Ensure compliance with all regulatory reporting requirements. Ensure compliance with all regulatory requirements including employment regulations and health and...
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Compliance Officer

BMO Financial Group - 497 reviews - Toronto, ON
The Compliance Officer also provides guidance and support to our business partners and assigned client groups in regards to compliance related matters....

Compliance Officer

Canadian Western Bank - 17 reviews - Edmonton, AB
Provides support to the Chief Compliance Officer and General Manager by managing compliance and dealer operations for Canadian Western Financial....

Compliance Officer III

TD Bank - 2,242 reviews - Toronto, ON
The Compliance Officer III will be responsible for a team of Compliance Officers. Represent Compliance in projects/committees/meetings that have a regulatory...

Compliance Analyst

Bridgehouse Asset Managers - Toronto, ON
As one of the key compliance roles in the firm, you will work with the Chief Compliance Officer/Legal Counsel to execute the firm’s compliance program....
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Compliance Officer- Trade Surveillance

RBC - 1,322 reviews - Toronto, ON
Present compliance and surveillance findings to applicable management teams. A new and exciting opportunity has arisen at RBC to join the Capital Markets...

Registrations Officer - Compliance

Investment Planning Counsel - 3 reviews - Mississauga, ON
Registration Compliance and Risk Management. Review Annual Compliance Questionnaires and liaise with advisors to ensure regulatory requirements relating to NRD...
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Compliance Officer III

TD Insurance - 84 reviews - Toronto, ON
The Compliance Officer III will be responsible for a team of Compliance Officers. Represent Compliance in projects/committees/meetings that have a regulatory...

Compliance Analyst

Siemens - 4,297 reviews - Oakville, ON
Reporting to the Lead Country Compliance Officer, this role is an exciting balance of supporting Business Processes and Quality training duties along with...

Risk and Compliance Analyst

CIBC Mellon - 1,336 reviews - Toronto, ON
Gathers relevant business unit information from Designated Governance Officers (DGOs) as well as Operational Risk databases, and completes the compliance...

Settlement/Compliance Officer

KVB Kunlun - Canada
Support officers of Compliance and Operations matters of company. Ensure all procedures are in compliance with regulatory requirements and internal policy....
Sr. Compliance Analyst
Robert Half Management Resources - 26 reviews - Toronto, ON
$40 - $45 an hour
On a team of 4 reporting to a Senior Manager, You will be responsible for IIROC Tier 2 supervision, Financial Crime Compliance (FCC) and Regulatory Compliance...
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Compliance Administrator
The Bagg Group - 18 reviews - Toronto, ON
$65,000 a year
Assist the Compliance team with preparing reports, presentations and compliance analyses. Work with Compliance Officers to ensure all regulatory filings are...
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