Compliance Officer jobs

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Compliance Officer
Undisclosed Financial Services Company - Toronto, ON
The Compliance Officer is responsible for the development, implementation and continuous monitoring of the internal compliance management program....
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Sponsored by Undisclosed Financial Services Company - 1 day ago
Regulatory Discipline Officer
Ontario Public Service - Toronto, ON
$69,680 - $99,600 a year
Conduct comprehensive assessments of cases resulting from complaints, audits or compliance reviews determine significance and risk level of potential violations...
Sponsored by eFinancialCareers - 17 days ago

Compliance Officer

Aegon Canada - Toronto, ON
Reporting to the Manager, Compliance, the Compliance Officer will work closely with the Senior Compliance Officers to fulfill the regulatory supervisory...
22 hours ago - save job - more...

Compliance Officer

UBS - Toronto, ON
As a Compliance Officer, you will report into the CCO. The Compliance Officer is responsible for supporting the Chief Compliance Officer ("CCO") in delivering...
17 days ago - save job - more...

Vice-President, Compliance

Qtrade Financial Group - Vancouver, BC
And will report to the Chief Compliance Officer. Compliance in the subject line.  Trading compliance requirements an asset;...
2 days ago - save job - more...

President and Chief Executive Officer

Grand River Hospital - Kitchener, ON
Ensuring the Foundation’s compliance with legal, regulatory, and ethical standards. Grand River Hospital Foundation is seeking a new President and Chief...
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1 day ago - save job - more...

Compliance Officer, Governance Group Testing

CIBC - Toronto, ON
The Compliance Officer, Governance Group Testing must have:. Enterprise-wide Compliance (“EWC”) is responsible for leading strategic, enterprise-wide compliance...
8 days ago - save job - more...

Compliance Officer

CIBC - Toronto, ON
The incumbent is a member of the IIROC Compliance team which is responsible for overseeing the compliance program at CIBC Wealth Management....
2 days ago - save job - more...

Branch Compliance Manager

Qtrade Financial Group - Vancouver, BC
Work closely with head office compliance staff to manage Qtrade’s overall compliance functions; Experience as a Branch Manager or Compliance Officer in an MFDA...
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1 day ago - save job - more...

Lead Financial Officer

BMO Financial Group - Toronto, ON
Provide operational and organizational support to the Financial Reporting processes within T&O ensuring compliance with Unit/Bank policies and procedures, GAAP...
11 days ago - save job - more...

COMPLIANCE OFFICER

Telpay Incorporated - Winnipeg, MB
Reporting to the Vice President, Trust Operations, Telpay’s Compliance Officer is primarily accountable for the development, review, maintenance and monitoring...
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15 days ago - save job - more...

Compliance Analyst

Travelers - Toronto, ON
The Compliance Analyst reports to the Chief Compliance Officer & Senior Counsel, Canada and provides analysis, research, advice and support in order to achieve...
3 days ago - save job - more...
Cash Flow Coordinator
BC Investment Management Corporation - Victoria, BC
Actively adheres to compliance and risk management policies, and participates in business continuity planning....
Sponsored by eFinancialCareers - 22 days ago

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