Compliance Officer jobs

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Compliance Officer, Compliance, Volcker & Title VII Complian...
Scotiabank 698 reviews - Toronto, ON
Conduct compliance reviews in order to assess and review compliance with legal, regulatory and internal firm policy requirements....
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Client Support Administrator / Administrateur, soutien à la...
State Street 717 reviews - Montréal, QC
This role is also responsible for managing internal risk and compliance matters pertaining to assigned client relationships, as well as coordinating (with...
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Portfolio Manager & Chief Compliance Officer
Androdon Capital - Toronto, ON
Chief Compliance Officer:. Must have the qualifications and experience sufficient to achieve registration as an advising representative and chief compliance...
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Compliance Officer

Manulife 24 reviews - Oakville, ON
Minimum of 3 years’ experience as a dealer salesperson, trading partner, director, officer or compliance officer....

Compliance Officer

Plainsview Credit Union - Emerald Park, SK
The Compliance Officer develops and implements policies and procedures to adhere to the legislative requirements and ensures compliance with these procedures....

Compliance Officer - AML Analyst

Equitable Bank 6 reviews - Toronto, ON
Proactively identifies best practices to ensure compliance with regulatory requirements; Experience should include exposure to regulatory compliance, risk...

Compliance Analyst

Aon 1,407 reviews - Toronto, ON
This Corporate Compliance role will report to Aon’s Chief Compliance Officer. Provide support to compliance initiatives at the direction of Compliance...

Senior Compliance Officer, Canadian Personal Banking, Deposi...

TD Bank 1,490 reviews - Toronto, ON
Represent Compliance in projects that have a regulatory compliance component. The Canadian Banking and Auto Finance Compliance team is hiring a Senior...

Compliance Officer

Raymond James 197 reviews - Vancouver, BC
Is seeking a Compliance Officer to work in our downtown Vancouver office.  Support the Manager, Compliance with the ongoing trade review and compliance...

Compliance Officer (Montreal) – Money Services Business

OTT Financial Inc. - Montréal, QC
As Compliance Officer, you promote compliance with rules, regulations and standard processes that govern how our Montreal branch should conduct business....
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Senior Compliance Officer (Regional)

Scotiabank 698 reviews - Montréal, QC
Document and assist SSI HO Compliance with the development and implementation of local compliance procedures, reviews and training programs etc. with respect to...

Settlement/Compliance Officer

KVB Kunlun - Canada
Support officers of Compliance and Operations matters of company. Ensure all procedures are in compliance with regulatory requirements and internal policy....

Compliance Officer: Investment Dealer (Contract 12-14 months...

AltaCorp Capital Inc. (Calgary or Toronto) - Calgary, AB
Other courses including Chief Compliance Officer and Partners and Directors Exam or US licence would be an asset....
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Senior Specialist - MTO Compliance
Scotiabank 698 reviews - Toronto, ON
The Compliance officer is the initial contact and escalation point on any suspicious transactions. The Compliance officer will work closely with internal GWO...
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Fire Prevention Officer
City Of Edmonton 106 reviews - Edmonton, AB
$36.05 - $53.33 an hour
Fire Prevention Officer Job Number :. A Building Safety Codes Officer qualification is an asset. In your role as a Fire Prevention Officer, you will serve under...
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Company with Compliance Officer jobs
Scotiabank is the first Canadian company to be named to the “World’s Best Multinational Workplaces” list in 2014 by the Great Place to Work®